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For Companies At a Glance
- Tasks: Lead compliance advisory for investment management, ensuring timely regulatory advice and stakeholder engagement.
- Company: Join a top-tier financial services firm in the heart of London, shaping the future of finance.
- Benefits: Enjoy competitive pay, flexible working options, and a vibrant company culture.
- Why this job: Make a real impact on compliance culture while working with industry leaders in a dynamic environment.
- Qualifications: Experience in regulatory compliance and strong communication skills are essential.
- Other info: This role requires an EU work permit and offers opportunities for professional growth.
The predicted salary is between 43200 - 72000 £ per year.
Rev & Regs are recruiting for a Senior Manager - Regulatory Compliance Advisory to work for a leading financial services company based in London.
Key Responsibilities:
- Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders.
- Keep up to date on emerging regulatory rules and announcements and make recommendations.
- Communicate relevant information to respective stakeholders and management forums.
- Respond to client issues and regulatory inquiries.
- Proactively engage with the Regulatory Reporting teams to provide timely and high-quality compliance advice.
- Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products.
- Anticipate potential conflict and the need for change, before these negatively impact delivery.
- Escalate any new conflict of interests associated with a business change and report to the Head of Group conflicts.
- Play an active role in educating stakeholders, in order to drive sustainable improvements in compliance culture.
Regulatory Compliance Advisory - Senior Manager employer: JR United Kingdom
Contact Detail:
JR United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Advisory - Senior Manager
✨Tip Number 1
Network with professionals in the regulatory compliance field. Attend industry events, webinars, or local meetups to connect with people who are already working in similar roles. This can help you gain insights into the company culture and expectations.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in the financial services sector. Subscribe to relevant newsletters or follow key influencers on social media to ensure you have current knowledge that you can discuss during interviews.
✨Tip Number 3
Prepare to demonstrate your problem-solving skills by thinking of examples where you've successfully navigated compliance challenges in the past. Be ready to share these experiences in a way that highlights your proactive approach and ability to educate others.
✨Tip Number 4
Research the specific financial services company you're applying to. Understand their products, services, and any recent news related to their compliance practices. Tailoring your conversation to their unique context can set you apart from other candidates.
We think you need these skills to ace Regulatory Compliance Advisory - Senior Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Senior Manager in Regulatory Compliance Advisory. Tailor your application to highlight relevant experience and skills that align with the job description.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in compliance and regulatory advisory roles, particularly within financial services. Use specific examples to demonstrate your ability to engage with stakeholders and provide high-quality advice.
Showcase Your Knowledge: Demonstrate your understanding of current regulatory frameworks and emerging trends in your application. Mention any relevant certifications or training that showcase your commitment to staying informed in the field.
Craft a Compelling Cover Letter: Write a tailored cover letter that not only outlines your qualifications but also expresses your enthusiasm for the role. Address how you can contribute to improving compliance culture and managing conflicts within the organisation.
How to prepare for a job interview at JR United Kingdom
✨Know Your Regulations
Familiarise yourself with the latest regulatory changes and compliance requirements relevant to the financial services sector. Being able to discuss recent developments will demonstrate your proactive engagement and expertise in the field.
✨Showcase Your Communication Skills
As a Senior Manager, you'll need to communicate complex regulatory information clearly. Prepare examples of how you've effectively communicated compliance advice to stakeholders in the past, highlighting your ability to educate and influence.
✨Demonstrate Problem-Solving Abilities
Be ready to discuss specific instances where you've identified potential conflicts or issues before they escalated. This will showcase your foresight and ability to manage compliance challenges proactively.
✨Engage with Stakeholders
Prepare to talk about your experience in building relationships with various stakeholders. Highlight how you've collaborated with different teams to enhance compliance culture and drive improvements within the organisation.
