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For Companies At a Glance
- Tasks: Advise clients on U.K. and EU financial services regulations and provide regulatory guidance.
- Company: Join a leading global law firm known for its prestigious financial services regulatory practice.
- Benefits: Collaborate internationally, gain exposure to cross-border matters, and work in a dynamic environment.
- Why this job: This role offers the chance to impact major financial institutions and develop your expertise in regulation.
- Qualifications: 2-4 PQE with strong knowledge of financial services regulations and excellent communication skills.
- Other info: Engage directly with clients and senior stakeholders while working alongside teams in the U.S. and Asia.
The predicted salary is between 43200 - 72000 £ per year.
Our client, a leading global law firm, is seeking a talented Funds Regulatory Associate to join their highly regarded non-contentious financial services regulatory practice in London. This is an exciting opportunity for a driven associate to advise institutional and alternative investment managers and advisers on all aspects of the U.K. and EU financial services regulatory framework.
The Role
As a Funds Regulatory Associate, you will play a crucial role in providing practical and commercial guidance on complex financial regulatory issues to the firm's prestigious clients in the U.K. and the EU. You will work closely with the firm's senior management and compliance teams to advise on the conduct of financial services business, often on a cross-border basis. This position offers the opportunity to collaborate with colleagues in the U.S. and Asia on integrated legal services focused on securities laws, compliance, and regulation.
Key Responsibilities
- Advise clients on U.K. and EU financial services regulations, including AIFMD, MiFID II, MAR, EMIR, and more
- Provide regulatory guidance on fund structuring, trading arrangements, financial products, and governance systems
- Support clients with authorization applications, regulatory filings, and compliance frameworks
- Collaborate on cross-border matters with teams in the U.S. and Asia
- Engage directly with clients and senior stakeholders on strategic regulatory issues
Requirements
- 2-4 PQE with experience in financial services regulatory matters
- Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD
- Excellent written and verbal communication skills
- Self-starter with a commercial and solution-oriented approach
- Ability to work collaboratively in a fast-paced, international environment
For more information about this position, please get in touch with Matthew Makrinos. Email: matthew@rutherfordsearch.com Phone: 020 3137 3740
Funds Regulatory Associate - Leading Global Law Firm 2-5 PQE employer: Rutherford Search
Contact Detail:
Rutherford Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Funds Regulatory Associate - Leading Global Law Firm 2-5 PQE
✨Tip Number 1
Network with professionals in the financial services regulatory field. Attend industry events, webinars, and seminars to meet potential colleagues and clients. Building relationships can give you insights into the role and may even lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in U.K. and EU financial regulations. Subscribe to relevant newsletters or follow key regulatory bodies on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Consider reaching out to current or former employees of the law firm for informational interviews. They can provide valuable insights into the firm's culture and expectations, which can help you tailor your approach when applying.
✨Tip Number 4
Prepare to discuss specific regulatory frameworks like AIFMD and MiFID II during your conversations. Being able to articulate your understanding and experience with these regulations will set you apart from other candidates.
We think you need these skills to ace Funds Regulatory Associate - Leading Global Law Firm 2-5 PQE
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Funds Regulatory Associate position. Familiarise yourself with key regulations like AIFMD, MiFID II, and FSMA 2000 to demonstrate your knowledge in your application.
Tailor Your CV: Customise your CV to highlight relevant experience in financial services regulatory matters. Emphasise your PQE, specific regulatory frameworks you've worked with, and any cross-border experience that aligns with the firm's needs.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for financial services regulation and your ability to provide practical guidance. Mention specific examples of how you've successfully navigated complex regulatory issues in the past.
Proofread Your Application: Ensure your application is free from errors. A well-written application reflects your attention to detail and professionalism, which are crucial in the legal field. Consider asking a colleague to review it before submission.
How to prepare for a job interview at Rutherford Search
✨Know Your Regulations
Make sure you have a solid understanding of U.K. and EU financial services regulations, especially AIFMD, MiFID II, and FSMA 2000. Be prepared to discuss how these regulations impact fund structuring and compliance frameworks.
✨Showcase Your Communication Skills
As a Funds Regulatory Associate, you'll need to engage with clients and senior stakeholders. Practice articulating complex regulatory issues clearly and concisely, both in writing and verbally, to demonstrate your communication prowess.
✨Highlight Collaborative Experience
This role involves working closely with teams across different regions. Share examples from your past experiences where you've successfully collaborated on cross-border matters or worked in a fast-paced, international environment.
✨Demonstrate a Solution-Oriented Mindset
Employers are looking for self-starters who can provide practical and commercial guidance. Prepare to discuss specific instances where you've identified regulatory challenges and proposed effective solutions for clients.
