Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance assurance efforts and manage regulatory responses in a dynamic banking environment.
- Company: Join a world-leading, independent offshore bank known for its specialized financial services.
- Benefits: Enjoy competitive salary, excellent benefits, and a hybrid work model.
- Why this job: Be part of a collaborative team that values relationships and celebrates success in compliance.
- Qualifications: Candidates must have UK citizenship or settled status; no sponsorship available.
- Other info: Roles available at both AVP and VP levels, offering growth opportunities.
The predicted salary is between 43200 - 72000 £ per year.
Roles: Compliance Assurance & Control AVP & VP
Location: Hybrid
Client: World-leading, independent offshore Bank and trust company.
Candidates must have UK citizenship or settles status – No sponsorship available
Salary: Competitive with excellent benefits
Elevate your opportunities:
Our client provides specialised international financial services. Operating in multiple jurisdictions, we focus on results, value relationships, and celebrate success. If this sounds like your kind of company, then consider this opportunity to become part of a collaborative team of professionals at a world-leading, independent offshore Bank and trust company.
Compliance Assurance & Control AVP
We are looking for a Compliance Assurance & Control AVP to support our jurisdictional compliance teams, ensuring that Group Compliance and Financial Crime policies and procedures follow best practice and meet our legislative and regulatory requirements.
Responsibilities will include but not limited too:
- Undertaking Compliance Validation Tests (CVT) under Compliance monitoring and risk management framework.
- Determining processes under CVT scope and developing annual plans.
- Working closely with our jurisdictional Compliance teams and relevant business areas, providing information regarding areas deemed ineffective and tracking findings and submitting relevant statistics for reporting.
- Acting as a subject matter expert and assisting other compliance analysts within the team
———————————————————————————————————-
VP Head of Compliance Assurance & Control
We are looking for a VP Head of Compliance Assurance & Control to Act as the senior Compliance leader and represent the team within local management meetings
.Responsibilities will include but not limited too:
- Acting as the senior Compliance leader and representing the team within local management meetings.
- Helping the first line of defence to evaluate control design and effectiveness and recommending any enhancements to meet regulatory requirements.
- Assisting in regulatory responses and tracking issue management and assurance resolution for compliance valuation and regulatory matters arising.
- Managing the review, response and on-time resolution of issues arising from internal and external reviews, working with the first, second and third lines of defence.
- Ensuring the issue management and CVT programs and supporting controls are successfully tied into the Risk and Control Self-Assessment (“RCSA”) program, working with Operational Risk.
- Driving a cohesive team culture, minimising attrition across the outsourced functions.
- Engaging directly with applicable regulators, when required, to provide standard updates.
Senior Compliance Specialist employer: City Recruitment Associates
Contact Detail:
City Recruitment Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Specialist
✨Tip Number 1
Familiarize yourself with the specific compliance regulations and best practices relevant to offshore banking. Understanding the nuances of compliance in this sector will help you stand out as a knowledgeable candidate.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in offshore banking. Engaging with industry experts can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Stay updated on recent developments in financial crime policies and compliance frameworks. Demonstrating your awareness of current trends during interviews can showcase your commitment to the field.
✨Tip Number 4
Prepare to discuss your experience with Compliance Validation Tests (CVT) and risk management frameworks. Being able to articulate your hands-on experience will be crucial in demonstrating your fit for the role.
We think you need these skills to ace Senior Compliance Specialist
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly understand the responsibilities and requirements of the Senior Compliance Specialist position. Highlight your relevant experience in compliance assurance, risk management, and regulatory matters in your application.
Tailor Your CV: Customize your CV to reflect your expertise in compliance validation tests, control design, and effectiveness evaluation. Use specific examples from your past roles that demonstrate your ability to meet regulatory requirements and manage compliance issues.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your understanding of the financial services industry. Mention how your skills align with the company's values and how you can contribute to their success.
Highlight Relevant Qualifications: Make sure to include any relevant certifications or qualifications that pertain to compliance and risk management. This could include certifications like CAMS, ICA, or similar credentials that demonstrate your commitment to the field.
How to prepare for a job interview at City Recruitment Associates
✨Understand Compliance Frameworks
Make sure you have a solid grasp of compliance frameworks and regulations relevant to the offshore banking sector. Be prepared to discuss how you've applied these in your previous roles, especially in relation to Compliance Validation Tests and risk management.
✨Showcase Leadership Experience
As a VP Head of Compliance Assurance & Control, demonstrating your leadership skills is crucial. Prepare examples of how you've led teams, managed compliance issues, and engaged with regulators. Highlight your ability to drive a cohesive team culture.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to evaluate control designs or respond to regulatory inquiries, and be ready to explain your thought process.
✨Emphasize Collaboration Skills
Collaboration is key in this role. Be ready to discuss how you've worked with different teams, such as jurisdictional compliance teams and business areas, to track findings and improve compliance processes. Show that you value relationships and teamwork.
