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For Companies At a Glance
- Tasks: Lead compliance tasks and provide operational support in a dynamic advisory firm.
- Company: Join a top private equity advisory firm making waves in the EU market.
- Benefits: Enjoy autonomy, exposure to various business areas, and a collaborative work environment.
- Why this job: Gain valuable experience in compliance and operations while building strong industry relationships.
- Qualifications: Experience in compliance within private markets and familiarity with FCA regulations required.
- Other info: Office-based role with a focus on teamwork and professional growth.
The predicted salary is between 43200 - 72000 £ per year.
About our client
Our client, a leading advisory firm with a focus on private market funds within the EU, is looking to hire a Compliance and Operations Manager to join their growing London team. The firm raises funds on a global scale on behalf of EU-based firms. Due to the nature of the organisation, there will be a high level of autonomy within this role, with great exposure to the broader business, both the operational and front office side.
What the job involves
- Take the lead on the majority of compliance-related tasks across the business.
- Support on legal requests along with providing operational support and oversight on an ad-hoc basis.
- Coordinate due diligence on new funds, new investors into the funds, and the fund-raising process.
- Carry out financial crime oversight.
- Carry out FCA functions and contact.
- Complete AML/KYC for new funds raised.
- Provide accurate compliance advice to front office teams.
- Draft and review NDAs, term sheets, and contracts.
- Responsibility for the operational aspects of the employee lifecycle within the wider business.
- Take responsibility for workplace-related operational matters.
- Build strong relationships with a variety of external stakeholders.
Who we are looking for
- Compliance experience within the private markets or alternative investment space.
- Familiarity with FCA requirements and relevant regulators.
- Additional legal experience would be advantageous.
- Broader operational experience is also preferred, acting across multiple business areas.
- Exposure to operations teams within the private market funds space would be advantageous.
- Highly numerate and excellent attention to detail.
- A willingness to attend the office for five days a week.
Compliance & Operations Manager, Successful Private Equity Advisory Firm, London, UK employer: PER, Private Equity Recruitment
Contact Detail:
PER, Private Equity Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Operations Manager, Successful Private Equity Advisory Firm, London, UK
✨Tip Number 1
Network with professionals in the private equity and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they can provide insights and potentially refer you to opportunities within their firms.
✨Tip Number 2
Familiarise yourself with the latest FCA regulations and compliance requirements specific to private markets. This knowledge will not only boost your confidence during interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've successfully navigated compliance challenges or operational issues. Having concrete examples ready will showcase your problem-solving skills and experience in a way that resonates with interviewers.
✨Tip Number 4
Research the firm thoroughly, including their recent projects and any news related to their operations. Tailoring your conversation to reflect your understanding of their business will help you stand out as a candidate who is genuinely interested in contributing to their success.
We think you need these skills to ace Compliance & Operations Manager, Successful Private Equity Advisory Firm, London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance and operational experience, particularly within private markets or alternative investments. Use specific examples that demonstrate your familiarity with FCA requirements and your ability to manage compliance tasks.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the firm. Discuss how your background aligns with the responsibilities outlined in the job description, such as coordinating due diligence and providing compliance advice to front office teams.
Showcase Your Attention to Detail: Given the nature of the role, it's crucial to demonstrate your attention to detail. Ensure that your application is free from errors and clearly formatted. You might also want to mention any specific instances where your attention to detail made a significant impact in your previous roles.
Highlight Relationship-Building Skills: Since the role involves building strong relationships with external stakeholders, include examples in your application that showcase your interpersonal skills and ability to collaborate effectively across different teams.
How to prepare for a job interview at PER, Private Equity Recruitment
✨Understand Compliance Regulations
Make sure you have a solid grasp of FCA requirements and other relevant regulations. Brush up on compliance practices within private markets, as this will show your potential employer that you're well-prepared for the role.
✨Demonstrate Operational Knowledge
Be ready to discuss your experience in operational roles, especially in relation to private market funds. Highlight specific examples where you've successfully managed operational tasks or improved processes.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance and operations. Prepare scenarios where you had to navigate complex compliance issues or manage stakeholder relationships effectively.
✨Showcase Your Attention to Detail
Since the role requires a high level of accuracy, be prepared to demonstrate your attention to detail. You might be asked to review documents or identify errors in sample contracts during the interview.
