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- Tasks: Join us as a Compliance Associate, ensuring regulatory adherence and enhancing our compliance frameworks.
- Company: Cambridge Associates is a top global investment firm dedicated to maximising client impact through custom portfolios.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth and development.
- Why this job: Be part of a reputable firm that values integrity and promotes a strong compliance culture.
- Qualifications: 2+ years in compliance within asset management; knowledge of UK/EU regulations is essential.
- Other info: We embrace diversity and are committed to equal employment opportunities for all.
The predicted salary is between 36000 - 60000 £ per year.
Firm Overview: Cambridge Associates (“CA”) is a leading global investment firm. CA’s goal is to help endowments & foundations, pension plans, and ultra-high net worth private clients implement and manage custom investment portfolios that generate outperformance so that they can maximize their impact on the world. Cambridge Associates delivers a range of services, including outsourced CIO, non-discretionary portfolio management, and investment consulting. Headquartered in Boston, Massachusetts, CA has offices in key markets in North America, the United Kingdom, Europe, Asia, and Oceania. Our worldwide teams ensure our clients benefit from decades of global presence, local expertise, and relationships with the top global investment managers across the world.
Position Summary: We are seeking a Compliance Associate to join our London office, reporting to the Head of Compliance. This role will be pivotal in strengthening our group compliance frameworks, ensuring regulatory adherence, and maintaining our reputation for excellence in the investment industry.
Key Responsibilities:
- Perform and document controls testing under the firm’s Compliance Monitoring Programme.
- Assist with Regulatory Reporting and the firm’s global Regulatory Data Initiative Project.
- Monitor, interpret and implement new regulatory requirements.
- Develop and refine compliance policies and procedures.
- Advise the firm’s Client Information Management team on AML/KYC matters.
- Deliver regulatory training and guidance to employees.
- Assist with internal and external audits.
- Prepare reports for the firm’s management committees and board.
- Contribute to regulatory and business projects.
- Promote a robust compliance culture across the firm.
Qualifications:
- Minimum of 2 years of compliance experience in institutional asset management or relevant financial sector roles.
- Familiarity with UK and European regulatory frameworks, including MiFID II, AIFMD, and FCA Rules.
- Strong communication and analytical skills.
- Proven ability to build collaborative relationships across all levels of the organisation.
- Ability to work independently and in a team environment to manage and deliver high-quality results.
- Operates with the highest level of integrity and confidentiality.
The firm is committed to the concept and practice of equal employment opportunity and will not discriminate against any employee or applicant on the basis of race, color, religion, age, sex, national origin, sexual orientation, gender identity, disability, or veteran status. It is expected that all employees will follow a similar policy toward their co-workers.
Compliance Associate employer: Cambridge Associates
Contact Detail:
Cambridge Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as MiFID II and AIFMD. This knowledge will not only help you understand the role better but also demonstrate your commitment to compliance during any discussions.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in institutional asset management. Attend industry events or webinars to connect with potential colleagues and learn more about the compliance culture at Cambridge Associates.
✨Tip Number 3
Prepare to discuss your previous compliance experiences in detail, focusing on how you've contributed to compliance monitoring and regulatory reporting. Be ready to share specific examples that highlight your analytical skills and ability to work collaboratively.
✨Tip Number 4
Showcase your understanding of the importance of a robust compliance culture. Think about ways you can promote this within the firm and be prepared to discuss your ideas during the interview process.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and qualifications required for the Compliance Associate position. Familiarise yourself with compliance frameworks and regulatory requirements relevant to the role.
Tailor Your CV: Customise your CV to highlight your compliance experience, particularly in institutional asset management or financial sectors. Emphasise your familiarity with UK and European regulatory frameworks, as well as your analytical and communication skills.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the Compliance Associate role. Mention specific experiences that demonstrate your ability to build collaborative relationships and deliver high-quality results.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Cambridge Associates
✨Know Your Regulations
Familiarise yourself with UK and European regulatory frameworks, especially MiFID II, AIFMD, and FCA Rules. Being able to discuss these regulations confidently will show your understanding of the compliance landscape.
✨Demonstrate Analytical Skills
Prepare examples that showcase your analytical skills, particularly in relation to compliance monitoring and reporting. Be ready to explain how you've approached similar tasks in previous roles.
✨Showcase Communication Abilities
As a Compliance Associate, you'll need to communicate complex information clearly. Practice articulating your thoughts on compliance policies and procedures, and be prepared to discuss how you would deliver training to employees.
✨Emphasise Team Collaboration
Highlight your experience in building collaborative relationships across different levels of an organisation. Share specific instances where teamwork led to successful compliance outcomes, as this role requires working closely with various teams.
