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For Companies At a Glance
- Tasks: Lead risk-based audits focusing on conduct risk and customer outcomes.
- Company: Join a leading financial services organisation in West Yorkshire.
- Benefits: Enjoy a dynamic work environment with opportunities for professional development.
- Why this job: Make a real impact on ethical business practices and customer satisfaction.
- Qualifications: Experience in internal audit or risk assurance is essential; professional qualifications are a plus.
- Other info: Sponsorship is not available for this position.
The predicted salary is between 43200 - 72000 £ per year.
We’re working exclusively with a leading financial services organisation in West Yorkshire to recruit a Senior Internal Auditor with a strong focus on Conduct Risk.
This is an exciting opportunity to join a dynamic and forward-thinking internal audit function, playing a key role in safeguarding customer outcomes and supporting regulatory compliance. You will lead and deliver risk-based audits across areas including customer treatment, product governance, complaints handling, and regulatory conduct frameworks—offering a meaningful platform to influence ethical and compliant business practices.
Key Responsibilities
- Plan and execute internal audits with a specific focus on conduct risk and customer outcomes.
- Evaluate the design and effectiveness of controls related to regulatory conduct, FCA expectations, and Treating Customers Fairly (TCF).
- Identify areas for improvement and make clear, actionable recommendations.
- Engage confidently with stakeholders across first and second lines of defence.
- Support the Head of Internal Audit in delivering the audit plan and driving continuous improvement.
What We’re Looking For
- Proven experience in internal audit or risk assurance within the financial services sector.
- Strong knowledge of conduct risk, FCA regulatory expectations, and associated compliance frameworks.
- Confident communicator with the ability to challenge and influence stakeholders at all levels.
- Strong analytical and report-writing skills.
- A professional qualification (e.g. CIA, ACA, ACCA) or working towards one is desirable and can be supported by the client.
Unfortunately sponsorship is not available with this client.
Contact Detail:
Hitchenor Wakeford Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Internal Auditor
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and conduct risk frameworks. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the industry standards that are crucial for this role.
✨Tip Number 2
Network with professionals in the financial services sector, especially those involved in internal audit or compliance. Engaging in conversations can provide insights into the company culture and expectations, which can be invaluable during your application process.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified and mitigated conduct risks in previous roles. Being able to articulate your experience in a clear and impactful way will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you've used data to drive improvements in customer outcomes or compliance. This will highlight your ability to contribute meaningfully to the internal audit function at StudySmarter.
We think you need these skills to ace Senior Internal Auditor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in internal audit and risk assurance, particularly within the financial services sector. Emphasise your knowledge of conduct risk and FCA regulatory expectations.
Craft a Compelling Cover Letter: Write a cover letter that specifically addresses the key responsibilities outlined in the job description. Mention your ability to evaluate controls related to regulatory conduct and your experience in making actionable recommendations.
Showcase Communication Skills: In your application, provide examples of how you've engaged with stakeholders at various levels. Highlight instances where you’ve confidently challenged or influenced decisions, as this is crucial for the role.
Highlight Analytical Skills: Demonstrate your strong analytical and report-writing skills by including specific examples of audits you've conducted or reports you've written. This will show your capability to deliver risk-based audits effectively.
How to prepare for a job interview at Hitchenor Wakeford Limited
✨Understand Conduct Risk
Make sure you have a solid grasp of conduct risk and its implications within the financial services sector. Be prepared to discuss how you would evaluate controls related to regulatory conduct and the FCA's expectations.
✨Showcase Your Audit Experience
Highlight your previous experience in internal audit or risk assurance, particularly any roles that involved planning and executing audits. Use specific examples to demonstrate your ability to identify areas for improvement and make actionable recommendations.
✨Engage with Stakeholders
Prepare to discuss how you would engage with stakeholders across different lines of defence. Think of examples where you've successfully influenced or challenged stakeholders, showcasing your confident communication skills.
✨Demonstrate Analytical Skills
Be ready to showcase your analytical and report-writing skills. You might be asked to interpret data or present findings, so practice articulating your thought process clearly and concisely.
