Legal Entity Governance Manager, Vice President
Legal Entity Governance Manager, Vice President

Legal Entity Governance Manager, Vice President

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead a team to ensure compliance with local laws and governance standards.
  • Company: Join State Street, a global leader in financial services and solutions.
  • Benefits: Enjoy competitive pay, career development opportunities, and a dynamic work environment.
  • Why this job: Make an impact by driving compliance and governance in a fast-paced financial sector.
  • Qualifications: Bachelor’s degree required; experience in banking or compliance preferred.
  • Other info: Ideal for those who thrive in leadership roles and enjoy problem-solving.

The predicted salary is between 43200 - 72000 £ per year.

As State Street Middle East Financial Solutions – Legal Entity Governance Manager, Vice President, you will be accountable for managing staff and act as the primary point of contact in overseeing the implementation and maintenance of effective governance mechanisms to comply with local laws and State Street requirements.

Specifically, you will:

  • Manage, direct and develop staff members at VP level and below.
  • Chair and or participate in Committees and Forums, to ensure processes and control are in place to meet regulatory and policy requirements.
  • Act in an advisory capacity, to ensure all Board and Committee charters are in line with local regulatory and STT policy requirements.
  • Contribute to Board, Committee or Forum materials and provide reporting to support management.
  • Provide data and management information to support regulatory returns.
  • Oversee Third Party Vendors and or Intercompany Arrangements in line with local regulatory or policy compliance.
  • Oversee Business Continuity planning and testing.
  • Monitor new/existing legal documentation, to ensure firm and or client data is accurately and completely stored within STT inventories.
  • Maintain book of client records and Legal Entity Fund List.
  • Review and Monitor KYC, AML, Financial Crime compliance in line with regulatory and policy requirements including oversight of periodic reviews, EDRs, Transaction monitoring etc.
  • Manage and monitor Volcker oversight and reporting to ensure ongoing compliance.
  • Drive remediation and continuous improvement programs in collaboration with global and local stakeholders.

What we value:

These skills will help you succeed in this role:

  • Strong organizational skills, with an ability to influence and drive execution at all levels within an organization.
  • Proven ability to demonstrate ownership, work independently and multi-task in a fast paced environment.
  • Sound understanding of local regulatory requirements with experience working with regulators.
  • Strong organizational awareness with ability to facilitate and resolve conflicts; ability to make informed, risk optimized decisions under time pressure.
  • Excellent analytical and problem solving skills.
  • Experience running, participating in risk committees and producing risk reporting materials.
  • Prior experience in managing and developing staff members.
  • Prior Experience in Banking/ financial sector (preferred).

Education & Preferred Qualifications:

  • Bachelor’s Degree in relevant field or equivalent.
  • Compliance, AML or Risk professional qualifications are preferred.
  • Capital Market Authority (“CMA”) qualification exams.

Legal Entity Governance Manager, Vice President employer: State Street Corporation

At State Street, we pride ourselves on being an exceptional employer, particularly for the role of Legal Entity Governance Manager, Vice President. Our dynamic work culture fosters collaboration and innovation, providing employees with ample opportunities for professional growth and development. Located in the vibrant Middle East, we offer a unique blend of competitive benefits, a commitment to compliance excellence, and a supportive environment that empowers our staff to thrive and make a meaningful impact.
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Contact Detail:

State Street Corporation Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Legal Entity Governance Manager, Vice President

Tip Number 1

Network with professionals in the legal and compliance sectors, especially those who have experience in governance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory requirements.

Tip Number 2

Familiarise yourself with the specific regulatory frameworks relevant to the Middle East financial sector. Understanding local laws and compliance requirements will not only enhance your knowledge but also demonstrate your commitment to the role during interviews.

Tip Number 3

Prepare to discuss your experience in managing teams and driving compliance initiatives. Be ready to share specific examples of how you've influenced governance processes or resolved conflicts in previous roles, as this will showcase your leadership skills.

Tip Number 4

Stay updated on the latest developments in AML, KYC, and financial crime compliance. Subscribing to relevant newsletters or joining professional groups can provide insights that may be beneficial during discussions with interviewers.

We think you need these skills to ace Legal Entity Governance Manager, Vice President

Strong Organizational Skills
Influencing Skills
Execution Management
Regulatory Compliance Knowledge
Conflict Resolution
Risk Optimisation Decision-Making
Analytical Skills
Problem-Solving Skills
Risk Committee Participation
Risk Reporting
Staff Management and Development
Banking and Financial Sector Experience
Compliance Knowledge
AML Knowledge
Understanding of Business Continuity Planning

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in legal entity governance, compliance, and risk management. Use specific examples that demonstrate your ability to manage teams and oversee regulatory requirements.

Craft a Compelling Cover Letter: In your cover letter, express your passion for the role and how your skills align with the responsibilities outlined in the job description. Mention your experience with local regulatory requirements and your ability to influence at all levels.

Highlight Relevant Qualifications: Clearly list any relevant qualifications, such as a Bachelor’s Degree in a related field or professional certifications in Compliance, AML, or Risk. If you have completed Capital Market Authority qualification exams, be sure to mention them.

Showcase Leadership Experience: Emphasise your experience in managing and developing staff members. Provide examples of how you've successfully led teams, participated in committees, and contributed to governance processes in previous roles.

How to prepare for a job interview at State Street Corporation

Showcase Your Leadership Skills

As a Legal Entity Governance Manager, you'll be managing staff and leading committees. Be prepared to discuss your previous leadership experiences, how you've developed teams, and any specific examples of how you've influenced decision-making in a fast-paced environment.

Demonstrate Regulatory Knowledge

Since the role requires a strong understanding of local regulatory requirements, brush up on relevant laws and regulations. Be ready to discuss how you've navigated compliance issues in the past and how you can ensure adherence to both local laws and State Street policies.

Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving skills and ability to make informed decisions under pressure. Think of specific scenarios where you've had to resolve conflicts or manage risks, and be ready to explain your thought process and outcomes.

Highlight Your Analytical Skills

The role involves providing data and management information for regulatory returns. Be prepared to discuss your analytical approach, any tools or methodologies you use, and how you've successfully produced risk reporting materials in previous roles.

Legal Entity Governance Manager, Vice President
State Street Corporation
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  • Legal Entity Governance Manager, Vice President

    London
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-05-02

  • S

    State Street Corporation

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