Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance advisory for electronic trading and AI technologies in a global investment bank.
- Company: Join a leading global investment bank with a dynamic team in London.
- Benefits: Enjoy competitive salary, career growth opportunities, and a collaborative work environment.
- Why this job: Be at the forefront of regulatory changes in AI-driven trading, making a real impact.
- Qualifications: Must have deep knowledge of electronic trading and prior senior compliance experience.
- Other info: Work closely with top stakeholders and contribute to regulatory engagements.
The predicted salary is between 72000 - 108000 £ per year.
A leading global investment bank is seeking a senior-level Director of Compliance Advisory to join its dynamic London-based team. This is a high-impact role within the Compliance function, focused on advising the Electronic Trading business and guiding the firm through the evolving regulatory landscape surrounding AI-driven trading technologies.
Role Overview:
As Director, you will act as a strategic advisor to front office trading and technology stakeholders, ensuring that the firm’s electronic trading platforms and AI-enabled tools comply with relevant UK, EU, and global regulations. You will provide subject matter expertise on algorithmic trading, market abuse, best execution, and data governance in relation to AI models and automated decision-making.
Key Responsibilities:
- Provide real-time advisory to trading desks on compliance risks related to electronic and algorithmic trading.
- Advise on the development and deployment of AI and machine learning tools within trading, ensuring regulatory alignment.
- Interpret and communicate regulatory expectations across global jurisdictions, including FCA, ESMA, and SEC.
- Collaborate with Technology, Legal, Risk, and Surveillance to ensure proper controls, documentation, and oversight.
- Contribute to regulatory engagement and audit readiness, including input into responses and senior regulator meetings.
Key Requirements:
- Deep knowledge of electronic trading, algo compliance, and AI governance in a financial services context.
- Prior experience in a senior compliance advisory role within an investment bank or trading firm.
- Strong understanding of MAR, MiFID II, RTS 6, and evolving AI-related guidance.
- Excellent communication and stakeholder management skills, particularly with front office and technical teams.
Director - Electronic Trading Compliance Advisory employer: Jacobson Garner
Contact Detail:
Jacobson Garner Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director - Electronic Trading Compliance Advisory
✨Tip Number 1
Network with professionals in the compliance and electronic trading sectors. Attend industry conferences, webinars, or local meetups to connect with individuals who can provide insights into the role and potentially refer you.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in AI-driven trading technologies. Subscribe to relevant newsletters or follow thought leaders on social media to demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've navigated compliance challenges in previous roles. Highlight your experience with algorithmic trading and your ability to communicate complex regulatory requirements effectively.
✨Tip Number 4
Familiarise yourself with the key regulations mentioned in the job description, such as MAR and MiFID II. Being able to articulate how these regulations impact electronic trading will set you apart from other candidates.
We think you need these skills to ace Director - Electronic Trading Compliance Advisory
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance advisory, particularly within electronic trading and AI governance. Use specific examples that demonstrate your knowledge of MAR, MiFID II, and other relevant regulations.
Craft a Compelling Cover Letter: In your cover letter, explain why you are the perfect fit for this role. Discuss your strategic advisory experience and how you've successfully navigated regulatory challenges in previous positions. Be sure to mention your communication skills and ability to collaborate with various stakeholders.
Showcase Relevant Experience: When detailing your work history, focus on roles where you provided real-time advisory on compliance risks related to electronic trading. Highlight any specific projects involving AI and machine learning tools, as well as your contributions to regulatory engagement.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Check for grammatical errors, clarity, and ensure that all information is accurate. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Jacobson Garner
✨Showcase Your Expertise
Make sure to highlight your deep knowledge of electronic trading and compliance during the interview. Be prepared to discuss specific regulations like MAR and MiFID II, and how they relate to AI governance in trading.
✨Demonstrate Strategic Thinking
As a Director, you'll need to act as a strategic advisor. Prepare examples of how you've successfully advised trading desks on compliance risks in the past, particularly in relation to algorithmic trading and AI tools.
✨Communicate Clearly
Excellent communication skills are crucial for this role. Practice articulating complex regulatory concepts in a way that is easy to understand, especially when discussing them with front office and technical teams.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities. Think about potential compliance challenges related to AI-driven trading technologies and how you would address them in real-time.
