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- Tasks: Join us as a Compliance Officer, supporting FX and Commodities trading in a dynamic environment.
- Company: We're a global prop trading firm committed to sustainable business practices and stakeholder interests.
- Benefits: Enjoy a collaborative workplace with opportunities for professional growth and remote work options.
- Why this job: Be part of a recognised Great Place to Workâ„¢ and make a real impact in compliance.
- Qualifications: 3-5 years in compliance, strong knowledge of FX and Commodities, and analytical skills required.
- Other info: This role offers the chance to step up and collaborate with global compliance teams.
The predicted salary is between 43200 - 72000 £ per year.
Coopman Search and Selection are currently partnering with a global prop trading/market making firm who are looking to hire a Compliance Officer to cover Quant/Electronic Trading in London. The role will report in directly into the Head of Compliance and would allow you the opportunity to step up over time. In this role you will work closely with Trading, Legal, Risk and Technology teams, by providing expert compliance support to their FX and Commodity Options business. The remit will be broad, supporting a growing office in London whilst improving the existing compliance framework that is in place.
Key Responsibilities:
- Providing compliance advice to FX and Commodities traders;
- Monitoring our daily trading activity and communications surveillance;
- Investigating and responding to inquiries from exchanges and regulators;
- Managing the daily transaction reporting processes, such as MiFIR and EMIR;
- Interacting with exchanges to ensure correct trading registrations;
- Conducting compliance, anti-money laundering and market abuse risk assessments, and implementing key controls;
- Analysing business development projects and building strong compliance frameworks;
- Assisting with delivering Compliance training to all employees;
- Collaborating closely with the global compliance teams.
Experience Required:
- 3-5 years of compliance experience within advisory or generalist role;
- Strong knowledge in FX and Commodities;
- Experience in OTC/algorithmic trading compliance;
- Knowledge of US listed derivatives is also a plus (CME, ICE, OCC);
- Strong analytical and communication skills;
- Self-driven, fast learner and ability to perform successfully in a fast-moving environment.
As a Certified B Corporationâ„¢, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value and incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Workâ„¢, we ensure our workplace is one that fosters professional growth and collaboration.
Compliance Officer - HFT/Algo Trading Firm employer: Coopman Search and Selection | B Corp
Contact Detail:
Coopman Search and Selection | B Corp Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - HFT/Algo Trading Firm
✨Tip Number 1
Familiarise yourself with the specific compliance regulations related to FX and Commodities trading. Understanding the nuances of MiFIR and EMIR will give you an edge in discussions during interviews.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in algorithmic trading. Engaging with industry experts can provide insights and potentially lead to referrals for the role.
✨Tip Number 3
Stay updated on current trends and challenges in the compliance landscape, particularly in relation to electronic trading. This knowledge will help you demonstrate your proactive approach and commitment to the role.
✨Tip Number 4
Prepare to discuss your experience with compliance frameworks and how you've successfully implemented controls in previous roles. Be ready to share specific examples that highlight your analytical skills and ability to collaborate with various teams.
We think you need these skills to ace Compliance Officer - HFT/Algo Trading Firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience, particularly in FX and Commodities. Emphasise any roles that involved algorithmic trading compliance or working with regulatory frameworks like MiFIR and EMIR.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention specific experiences that align with the responsibilities listed, such as providing compliance advice or conducting risk assessments.
Showcase Analytical Skills: Since strong analytical skills are crucial for this position, include examples in your application that demonstrate your ability to analyse trading activities and implement compliance controls effectively.
Highlight Communication Abilities: Given the collaborative nature of the role, emphasise your communication skills. Provide examples of how you've successfully interacted with various teams or stakeholders in previous positions.
How to prepare for a job interview at Coopman Search and Selection | B Corp
✨Know Your Compliance Regulations
Familiarise yourself with the key compliance regulations relevant to FX and Commodities trading, such as MiFIR and EMIR. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in monitoring trading activities or conducting risk assessments. This will highlight your ability to handle the responsibilities of the position effectively.
✨Understand the Trading Environment
Research the specific trading strategies and products used by the firm, particularly in algorithmic trading. Showing that you understand their business model will set you apart from other candidates.
✨Emphasise Collaboration Experience
Be ready to discuss your experience working with various teams, such as Trading, Legal, and Risk. Highlighting your collaborative skills will show that you can work well in a multidisciplinary environment, which is crucial for this role.
