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- Tasks: Join a dynamic team assessing market abuse risks in global trading activities.
- Company: AMS partners with a leading UK retail bank serving over 17 million customers.
- Benefits: Enjoy hybrid working, professional development opportunities, and exposure to diverse financial products.
- Why this job: Be part of a high-profile role in a top bank, enhancing your skills in a fast-paced environment.
- Qualifications: Strong background in global markets and experience in risk assessments required.
- Other info: This is a 6-month contract role with a focus on collaboration and high-quality outputs.
The predicted salary is between 43200 - 72000 £ per year.
We are AMS, a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate Banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Risk & Controls Manager for an initial 6-month contract based on a hybrid basis in London (2 days/week in office).
Purpose of the Role: Our client - a top UK Retail and Investment Bank - is seeking a highly experienced professional at VP level to join the Market Abuse Risk Assessment (MARA) team within Global Markets. This team plays a critical role in assessing and mitigating conduct risk, specifically focusing on market abuse across various trading activities, regions, and products. Working closely with Surveillance, Compliance/Advisory teams, and global counterparts, this role is pivotal in delivering complex risk assessments under tight deadlines in a high-pressure environment. The ideal candidate will bring a strong understanding of global markets, trading conduct, and the key controls that underpin a robust risk framework.
Responsibilities of the role:
- Deliver Market Abuse Risk Assessments (MARA) across a wide range of Global Markets trading activities and regions.
- Apply strong knowledge of the end-to-end trading life cycle, including processes, risks, controls, and system flows.
- Partner cross-functionally with Surveillance, Compliance, Advisory, and global stakeholders across the business.
- Execute Conduct Risk and RCSA (Risk and Control Self-Assessment) reviews, including risk identification, appetite, control evaluation, and corrective action plans.
- Interpret trading behaviour and activity to assess risk exposure, particularly with respect to market abuse indicators.
- Operate at pace, producing high-quality outputs under tight deadlines and with minimal oversight.
- Contribute to the ongoing development of the MARA framework and support broader risk and control initiatives within Global Markets.
What we require from the candidate:
- Strong background in Global Markets, with a deep understanding of trading environments (platforms, exchanges, OTC).
- Prior experience conducting Risk & Control Self Assessments (RCSAs) in investment banks or trading firms.
- Practical experience in conducting market abuse or conduct risk assessments.
- Familiarity with RCSA methodology and associated governance practices.
- Excellent stakeholder engagement and collaboration skills, with experience influencing senior partners.
- Able to work independently and meet demanding delivery timelines in a high-pressure environment.
Next steps: This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
Market Abuse RCSA - Risk & Controls Manager - MARA employer: Alexander Mann Solutions
Contact Detail:
Alexander Mann Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse RCSA - Risk & Controls Manager - MARA
✨Tip Number 1
Familiarise yourself with the latest trends and regulations in market abuse and conduct risk. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the Global Markets sector, especially those who have experience in Risk & Control Self Assessments. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed risk assessments or conducted market abuse evaluations in previous roles. Real-life scenarios can showcase your expertise and problem-solving skills effectively.
✨Tip Number 4
Demonstrate your ability to work under pressure by sharing experiences where you met tight deadlines while maintaining high-quality outputs. This is crucial for the role, and showing that you thrive in such environments can set you apart.
We think you need these skills to ace Market Abuse RCSA - Risk & Controls Manager - MARA
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Market Abuse RCSA - Risk & Controls Manager position. Familiarise yourself with the key aspects of market abuse risk assessments and the trading environment.
Tailor Your CV: Customise your CV to highlight relevant experience in global markets, risk assessments, and stakeholder engagement. Use specific examples that demonstrate your expertise in conducting RCSAs and your understanding of trading conduct.
Craft a Compelling Cover Letter: Write a cover letter that clearly articulates your motivation for applying and how your background aligns with the role. Emphasise your ability to work under pressure and deliver high-quality outputs, as well as your collaboration skills with senior partners.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your information is clear, concise, and professional, as attention to detail is crucial in this role.
How to prepare for a job interview at Alexander Mann Solutions
✨Understand the Market Abuse Landscape
Make sure you have a solid grasp of market abuse concepts and the regulatory environment. Familiarise yourself with recent cases and trends in market conduct to demonstrate your knowledge during the interview.
✨Showcase Your RCSA Experience
Be prepared to discuss your previous experience with Risk and Control Self-Assessments (RCSAs). Highlight specific examples where you've identified risks, evaluated controls, and implemented corrective actions, as this will be crucial for the role.
✨Engage with Stakeholders
Since the role requires collaboration with various teams, think of examples where you've successfully engaged with stakeholders. Be ready to explain how you influenced senior partners and navigated complex relationships in your past roles.
✨Demonstrate Your Ability to Work Under Pressure
Prepare to discuss situations where you've had to deliver high-quality outputs under tight deadlines. Share strategies you use to manage stress and maintain productivity, as this is essential for the fast-paced environment of the bank.
