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For Companies At a Glance
- Tasks: Provide financial planning advice and manage a £25m client portfolio.
- Company: Join a prestigious Chartered Financial Planning firm with HNW and UHNW clients.
- Benefits: Enjoy a competitive salary, bonuses, flexible working, and full technical support.
- Why this job: Be part of a growing firm with a strong reputation and impactful client relationships.
- Qualifications: Diploma Level 4 required; ideally working towards Chartered status.
- Other info: Opportunity for professional growth and continuous development in a supportive environment.
The predicted salary is between 28000 - 42000 £ per year.
A highly respected, successful IFA practice in Carlisle region have been acquired by a leading regional Chartered firm. As such, they are looking for an adviser to join them to take over an existing portfolio of HNW clients. There is c. £70m AUM to manage with most clients in the at retirement/retirement phase. All paraplanning and administration will be provided, allowing you to focus on provided exceptional client service.
Package
- You will receive excellent salary and earnings (over six figures), executive benefits and technical/paraplanning support.
The company
- Leading regional IFA business, with the backing of a Chartered regional powerhouse. Independent and Private client focused
The Role
- Portfolio reviews with existing clients.
- Working with the business owner to transition clients across.
- Identifying other needs for clients, as well as any referrals possible
- Maintaining up to date and compliant client files in conjunction with the technical team.
- Keeping up to date CPD
- Actively seeking out new client opportunities as required
The candidate
- Diploma Level 4 as a minimum, ideally working towards Chartered
- Ability to manage and maximise portfolios, in line with TCF and FCA requirements
- Knowledge of general planning and also ideally VCT, EIS and IHT matter.
- Use of Cash Flow modelling, ideally Voyant, would be beneficial but not essential
Next steps
- Apply with a CV to below email for confidential discussion and review of opportunity and process
Independent Financial Advisor employer: Ferguson Dean
Contact Detail:
Ferguson Dean Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Independent Financial Advisor
✨Tip Number 1
Familiarize yourself with the specific financial planning tools mentioned in the job description, such as Voyant. Being able to demonstrate your proficiency with these tools during the interview can set you apart from other candidates.
✨Tip Number 2
Network with professionals in the financial advisory space, especially those who work with HNW and UHNW clients. Building relationships with potential introducers can help you understand their needs and how you can meet them.
✨Tip Number 3
Stay updated on the latest trends and regulations in financial planning, particularly around VCT, EIS, and IHT matters. This knowledge will not only help you in interviews but also in managing the existing client portfolio effectively.
✨Tip Number 4
Prepare to discuss your experience with lifestyle financial planning and cash flow modeling. Be ready to share specific examples of how you've successfully guided clients through these processes in the past.
We think you need these skills to ace Independent Financial Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial planning, particularly with high-net-worth clients. Emphasize your Diploma Level 4 and any progress towards Chartered status.
Showcase Relevant Skills: In your application, clearly outline your ability to manage portfolios and your knowledge of VCT, EIS, and IHT matters. Mention your experience with cash flow modeling and lifestyle planning.
Highlight Client Management Experience: Discuss your previous experience in managing client portfolios, especially if you have worked with a similar AUM. Include examples of how you've maintained compliant client files and provided tailored advice.
Express Your Interest: In your cover letter, express your enthusiasm for the role and the firm. Mention why you are interested in working with their existing client portfolio and how you can contribute to their success.
How to prepare for a job interview at Ferguson Dean
✨Showcase Your Financial Expertise
Be prepared to discuss your experience with managing portfolios, especially in relation to high-net-worth clients. Highlight any specific achievements or strategies you've implemented that have led to successful financial outcomes.
✨Demonstrate Knowledge of Relevant Regulations
Familiarize yourself with TCF and FCA requirements, as well as any recent changes in financial regulations. This will show that you are not only knowledgeable but also committed to compliance and best practices in financial planning.
✨Prepare for Lifestyle Financial Planning Discussions
Since the role involves guiding clients through a lifestyle financial planning journey, be ready to explain how you would approach this process. Use examples from your past experiences to illustrate your methodology and client engagement techniques.
✨Engage with Technical Support Knowledge
Understand the technical aspects of financial planning, including cash flow modeling and the use of tools like Voyant. Being able to discuss how you would leverage these resources to enhance client service will set you apart.
