Compliance Monitoring Associate, Wealth Management - Eximius Finance

Job Description

This role is a 12 month Fixed Term Contract. 

Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme.

Skills and Qualifications Required

• Demonstrable experience in a Compliance Monitoring role preferably gained in a Wealth or Asset Manager 
• Good knowledge and understanding of the Wealth Management or Private Banking industry
• Good knowledge of FCA rules especially the Conduct of Business Sourcebook
• Methodical, structured and rigorous approach to delivery
• Excellent oral and written communication skills
• Ability to foster strong working relationships within the team and with the businesses