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- Tasks: Join us as a Senior AML Specialist, analysing client data and ensuring compliance.
- Company: SEI is a leading global provider of investment management and technology solutions.
- Benefits: Enjoy hybrid working, tuition reimbursement, private medical care, and a vibrant office culture.
- Why this job: Be part of a dynamic team that values courage, integrity, and innovation in a supportive environment.
- Qualifications: Experience in AML/Compliance roles with strong analytical and communication skills required.
- Other info: Work in a creative office space designed to inspire collaboration and innovation.
The predicted salary is between 36000 - 60000 £ per year.
What you will do:
- Act as the 1st line of defense within AML Operations
- Analysing client and customer data to complete AML processes
- Transaction monitoring: Monitor and clear Transaction alerts daily, ensuring management are aware of any outstanding alerts and close of business
- Conduct analysis of results within our screening system to refine parameters, and minimize false positives
- Gathering and analysing direct client and customer information to complete the AML process
- Verifying the identity of clients using prescribed documentation and processes
- Communicating with direct clients to obtain missing documentation or data
- Updating and maintaining the risk register in the company's database
- Conducting risk assessments on new direct clients, and periodic assessments on existing clients using the Client Risk Assessment tool
- Review Customer Due Diligence information
- Be the point of contact for all internal audit and regulatory enquiries
- Assist in the update of policies and procedures on a periodic basis
- Complete enhanced Due Diligence reviews on high risk direct clients/customers
- Conduct ongoing monitoring of high-risk direct clients/customers and reporting any changes in risk levels, ensuring updates to risk registers
- Support the account opening AML screening process for our offshore business
- Participate in the identification of technical development requirements and supporting the implementation of such enhancements
- Carry out monthly reliance testing on direct clients/customers
- Review and maintain the Risk and Control Self-Assessment for the AML Operations department
- Review and maintain all procedures related to AML Operations
What we need from you:
- Experience working in AML/Compliance roles in the financial services industry
- Strong organizational and analytical skills
- Strong communication skills to actively engage with senior Management, Compliance and Fin Crime
- Deep technical understanding of the AML regulations and the procedures related to the 1st line of defense responsibilities
- Demonstrate effective and professional written and verbal communication skills for a business work environment
- Effectively coordinate, perform and complete multiple duties and assignments concurrently and in a timely manner
What we would like from you:
- Must be a team player with an ability to work independently with minimal supervision
- Ability to prioritize in a high volume environment
- Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection and fun
Senior AML Specialist employer: SEI Investments Company
Contact Detail:
SEI Investments Company Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior AML Specialist
✨Tip Number 1
Familiarise yourself with the latest AML regulations and compliance standards. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the AML and compliance sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities at StudySmarter.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully managed AML processes or improved compliance measures. This will showcase your analytical skills and ability to handle high-pressure situations.
✨Tip Number 4
Research StudySmarter's values and culture, particularly around collaboration and inclusion. Be ready to articulate how your personal values align with ours, as cultural fit is crucial for us when selecting candidates.
We think you need these skills to ace Senior AML Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in AML and compliance roles. Emphasise your analytical skills and any specific achievements related to transaction monitoring or risk assessments.
Craft a Strong Cover Letter: In your cover letter, express your understanding of AML regulations and the importance of the 1st line of defense. Use specific examples from your past work to demonstrate your communication skills and ability to engage with senior management.
Showcase Relevant Skills: Clearly outline your organisational and analytical skills in your application. Mention your ability to handle multiple tasks in a high-volume environment, as this is crucial for the role.
Highlight Teamwork and Independence: Mention instances where you successfully worked as part of a team and also independently. This will show that you can embody the company's values of collaboration and integrity while being self-sufficient.
How to prepare for a job interview at SEI Investments Company
✨Know Your AML Regulations
Make sure you have a deep understanding of AML regulations and procedures. Be prepared to discuss how these apply to the 1st line of defence responsibilities, as this will demonstrate your expertise in the field.
✨Showcase Your Analytical Skills
Since the role involves analysing client data and transaction monitoring, be ready to provide examples of how you've successfully used analytical skills in previous roles. Highlight any specific tools or methodologies you've employed.
✨Communicate Effectively
Strong communication skills are essential for this position. Practice articulating your thoughts clearly and concisely, especially when discussing complex topics like risk assessments and compliance processes.
✨Demonstrate Teamwork and Independence
The job requires both teamwork and the ability to work independently. Prepare examples that showcase your experience in collaborating with others while also being self-sufficient in managing your tasks.
