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- Tasks: Support compliance with FCA regulations and manage risk areas in a dynamic environment.
- Company: Join a global SaaS leader based in vibrant central London.
- Benefits: Enjoy a long contract, hybrid work, and free breakfast every day!
- Why this job: Be part of a forward-thinking team making an impact in fintech and compliance.
- Qualifications: 5+ years in compliance or legal roles; knowledge of UK financial regulations is essential.
- Other info: This role offers a unique opportunity to shape compliance strategies in a fast-paced industry.
The predicted salary is between 43200 - 72000 £ per year.
Our client is an exciting Global SaaS organisation with their UK headquarters located in central London. They are now seeking an experienced Compliance Specialist with a strong understanding of compliance and payment systems for a 12 month contract. This is a hybrid role.
Duties
- Support the overall compliance program with specific focus on requirements under FCA and Payment Services Regulations (PSR).
- Proactively work with the Legal, Security & Technology and business teams to understand the key compliance & identify any new or emerging risk areas.
- Manage compliance aspects relevant to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
- Investigate EU initiatives which could impact the business such as PSD2, RTS, GDPR, EMD, SEPA & cross-border payments.
Skills
- 5+ years experience in compliance, regulatory affairs or legal roles within fintech, payments or banking.
- In-depth knowledge of UK financial regulations including FCA Handbook and PSD2.
- Experience in Compliance Management Programmes including monitoring and assurance, particularly in financial services.
- Proficiency in risk management and development of compliance frameworks.
- Business/Law degree or an equivalent professional qualification.
- Certified compliance professional (e.g. ICA, CAMS, CRCM) is a plus.
Benefits
- Long contract
- Hybrid
- Global company
- Free breakfast
Compliance Specialist- FCA Regulations employer: EF Recruitment
Contact Detail:
EF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist- FCA Regulations
✨Tip Number 1
Familiarise yourself with the FCA Handbook and key regulations like PSD2 and GDPR. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance in the fintech sector.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in fintech or payments. Attend industry events or webinars to connect with potential colleagues and learn about current trends and challenges in compliance.
✨Tip Number 3
Stay updated on recent changes in financial regulations and compliance practices. Subscribe to relevant newsletters or follow industry leaders on social media to ensure you're aware of any new developments that could impact the role.
✨Tip Number 4
Prepare to discuss specific compliance challenges you've faced in previous roles. Be ready to share examples of how you've managed risks or implemented compliance frameworks, as this will showcase your practical experience and problem-solving skills.
We think you need these skills to ace Compliance Specialist- FCA Regulations
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Specialist position. Familiarise yourself with FCA regulations and payment systems to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 5+ years of experience in compliance or regulatory roles, particularly within fintech or banking. Use specific examples to demonstrate your knowledge of UK financial regulations and compliance management programmes.
Showcase Your Qualifications: Mention any relevant qualifications such as a Business/Law degree or certifications like ICA, CAMS, or CRCM. This will strengthen your application and show that you are a certified compliance professional.
Tailor Your Cover Letter: Craft a personalised cover letter that addresses the specific needs of the company. Discuss how your skills and experiences align with their compliance programme and your proactive approach to identifying risks.
How to prepare for a job interview at EF Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and Payment Services Regulations. Brush up on key regulations like PSD2 and GDPR, as these will likely come up during your interview.
✨Showcase Your Experience
Prepare to discuss your previous roles in compliance, particularly within fintech or banking. Highlight specific examples where you've successfully managed compliance programmes or navigated regulatory challenges.
✨Demonstrate Risk Management Skills
Be ready to talk about your experience with risk management and developing compliance frameworks. Think of scenarios where you've identified risks and implemented solutions to mitigate them.
✨Engage with the Team
Since this role involves working closely with various teams, be prepared to discuss how you collaborate with legal, security, and technology departments. Show that you can communicate effectively across different functions.
