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- Tasks: Lead compliance efforts in the insurance sector, ensuring adherence to regulations and ethical practices.
- Company: Join a respected organisation dedicated to excellence in financial and insurance services.
- Benefits: Enjoy flexible working hours and a competitive salary of £40k to £50k.
- Why this job: Make a real impact by shaping compliance frameworks and supporting fair business practices.
- Qualifications: Must have a solid background in insurance and compliance; experience is essential.
- Other info: Work Monday to Friday, 9:00am to 5:30pm, with flexibility for the right candidate.
The predicted salary is between 34000 - 42000 £ per year.
Must have an insurance background, no exceptions.
Working Hours: Monday to Friday, 9:00am to 5:30pm, with flexibility for the right candidate.
Are you an experienced compliance professional with a background in the financial and insurance services sector? Equation are recruiting for a Compliance Manager on behalf of a respected organisation specialising in financial and insurance services. This is an exciting opportunity to take ownership of compliance frameworks and processes while supporting a business committed to excellence and ethical practices.
About the Compliance Manager Role:
As a Compliance Manager, you will oversee and maintain the organisation's compliance framework, ensuring adherence to industry regulations, including FCA requirements and the latest Consumer Duty standards. You'll play a key role in ensuring the business meets all regulatory obligations while contributing to its commitment to fair and ethical practices.
Key Responsibilities of the Compliance Manager:
- Review and update company policies to align with regulatory standards, including FCA regulations and Consumer Duty requirements.
- Maintain a compliance monitoring plan, including annual reviews, version control, and regular audits.
- Prepare and update reports, including the Consumer Duty Board Pack and Annual Compliance Report, tracking key metrics such as customer outcomes and regulatory breaches.
- Conduct quality assurance checks on documentation and provide recommendations for improvement.
- Manage regulatory reporting, track deadlines, and ensure timely submissions to the FCA.
- Stay up to date with regulatory changes by attending webinars and monitoring updates from the FCA, ICO, and other regulatory bodies.
- Handle audits, respond to requests, and provide due diligence on the organisation's compliance efforts.
Compliance Manager - Insurance Industry employer: Equation Recruitment
Contact Detail:
Equation Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Insurance Industry
✨Tip Number 1
Network with professionals in the insurance and compliance sectors. Attend industry events, webinars, or local meetups to connect with others who can provide insights or even refer you to opportunities at companies like us.
✨Tip Number 2
Stay updated on the latest FCA regulations and Consumer Duty standards. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance excellence, which is crucial for a role with us.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance frameworks in previous roles. Highlighting your hands-on experience will show us that you can take ownership of our compliance processes.
✨Tip Number 4
Familiarise yourself with our company’s values and commitment to ethical practices. Tailoring your conversation to align with our mission during interviews can set you apart as a candidate who truly understands our goals.
We think you need these skills to ace Compliance Manager - Insurance Industry
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in the insurance industry and compliance roles. Use specific examples that demonstrate your understanding of FCA regulations and Consumer Duty standards.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your relevant experience and why you are passionate about compliance in the insurance sector. Mention any specific achievements that showcase your ability to manage compliance frameworks effectively.
Highlight Key Skills: In your application, emphasise skills such as attention to detail, analytical thinking, and your ability to stay updated with regulatory changes. These are crucial for a Compliance Manager role.
Showcase Continuous Learning: Mention any recent training, webinars, or certifications related to compliance and insurance. This demonstrates your commitment to staying informed about industry standards and regulations.
How to prepare for a job interview at Equation Recruitment
✨Showcase Your Insurance Knowledge
Make sure to highlight your experience in the insurance industry during the interview. Be prepared to discuss specific regulations and compliance frameworks you have worked with, particularly those related to FCA requirements and Consumer Duty standards.
✨Demonstrate Attention to Detail
As a Compliance Manager, attention to detail is crucial. Prepare examples of how you've successfully managed compliance monitoring plans or conducted audits in the past. This will show your potential employer that you can handle the responsibilities of the role effectively.
✨Stay Updated on Regulatory Changes
Familiarise yourself with the latest updates from regulatory bodies like the FCA and ICO. During the interview, mention any recent changes you've followed and how they might impact compliance practices. This demonstrates your commitment to staying informed and proactive.
✨Prepare Questions for the Interviewers
Think of insightful questions to ask about the company's compliance culture and challenges they face. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values regarding ethical practices.
