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- Tasks: Support compliance for new licenses and advise on regulatory matters.
- Company: Join a leading trading platform that's rapidly expanding its business.
- Benefits: Enjoy hybrid working with 3 days in the office and flexible arrangements.
- Why this job: Be a key player in shaping compliance strategies and driving innovation.
- Qualifications: Experience in compliance within financial services and knowledge of global regulations required.
- Other info: Lead training sessions and build relationships with regulators.
The predicted salary is between 43200 - 72000 £ per year.
THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office per week.
THE RESPONSIBILITIES:
- Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
- Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
- Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets.
- Identify compliance gaps and recommend mitigation strategies.
- Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
- Monitor changes in regulations, laws, and industry best practices across key jurisdictions.
- Provide regular updates and insights to senior management and relevant stakeholders.
- Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
- Lead compliance training sessions for internal teams on regulatory requirements and best practices.
- Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.
EXPERIENCE REQUIRED:
- Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
- In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
- Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
- Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance frameworks mentioned in the job description, such as MiFID II and GDPR. This knowledge will not only help you during interviews but also demonstrate your commitment to understanding the role.
✨Tip Number 2
Network with professionals in the financial services industry, especially those who work in compliance roles. Engaging with them can provide insights into current trends and challenges, which you can discuss during your interview to show your proactive approach.
✨Tip Number 3
Prepare to discuss real-world examples of how you've identified compliance gaps and implemented mitigation strategies in previous roles. This practical experience will be crucial in showcasing your problem-solving skills and expertise.
✨Tip Number 4
Stay updated on recent changes in financial regulations across key jurisdictions. Being able to reference current events or recent regulatory updates during your conversation will highlight your dedication to the field and your ability to adapt to evolving standards.
We think you need these skills to ace Senior Compliance Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and regulatory advisory roles, particularly within the financial services industry. Emphasise your knowledge of global regulations and any specific frameworks like MiFID II or GDPR.
Craft a Compelling Cover Letter: In your cover letter, explain why you are interested in the Senior Compliance Advisor position. Discuss your experience with licensing and regulatory affairs, and how you can contribute to the company's compliance efforts.
Showcase Your Expertise: Use specific examples in your application to demonstrate your ability to advise on complex regulatory issues. Highlight any successful projects where you identified compliance gaps and implemented effective solutions.
Research the Company: Familiarise yourself with the trading platform's operations and recent developments in the financial services sector. This will help you tailor your application and show that you understand their business and regulatory environment.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations relevant to the role, such as MiFID II, GDPR, and PSD2. Be prepared to discuss how these regulations impact the company's operations and how you can help navigate them.
✨Demonstrate Your Experience
Highlight your previous experience in compliance or regulatory advisory roles, especially within the financial services industry. Share specific examples of how you've successfully managed compliance challenges or contributed to licensing processes.
✨Showcase Your Communication Skills
As a Senior Compliance Advisor, you'll need to communicate complex regulatory issues clearly. Practice explaining intricate concepts in simple terms, and be ready to discuss how you've trained teams or advised stakeholders in the past.
✨Build Relationships
Emphasise your ability to build and maintain relationships with regulators and industry bodies. Discuss any experiences where you've successfully collaborated with external stakeholders to stay informed about evolving regulatory requirements.
