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For Companies At a Glance
- Tasks: Support compliance for new licenses and advise on regulatory matters.
- Company: Join a leading trading platform that's rapidly expanding its business.
- Benefits: Enjoy hybrid working with 3 days in the office and flexible arrangements.
- Why this job: Be a key player in shaping compliance strategies and driving innovation.
- Qualifications: Experience in compliance within financial services and knowledge of global regulations required.
- Other info: Lead training sessions and build relationships with regulators and industry bodies.
The predicted salary is between 43200 - 72000 £ per year.
THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office per week.
THE RESPONSIBILITIES:
- Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
- Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
- Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets.
- Identify compliance gaps and recommend mitigation strategies.
- Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
- Monitor changes in regulations, laws, and industry best practices across key jurisdictions.
- Provide regular updates and insights to senior management and relevant stakeholders.
- Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
- Lead compliance training sessions for internal teams on regulatory requirements and best practices.
- Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.
EXPERIENCE REQUIRED:
- Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
- In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
- Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
- Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.
For further information please contact Hannah Tabatabai.
Senior Compliance Advisor employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance frameworks mentioned in the job description, such as MiFID II and GDPR. This knowledge will not only help you understand the role better but also demonstrate your commitment to staying updated on industry standards.
✨Tip Number 2
Network with professionals in the financial services sector, especially those who work in compliance roles. Engaging with industry peers can provide valuable insights into the current challenges and trends, which you can discuss during interviews to showcase your awareness and expertise.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've successfully navigated complex regulatory issues. Having concrete examples ready will illustrate your problem-solving skills and ability to provide pragmatic solutions, which are crucial for this role.
✨Tip Number 4
Stay informed about recent changes in regulations across key jurisdictions relevant to the role. Being able to speak knowledgeably about these changes during your discussions will highlight your proactive approach and dedication to compliance excellence.
We think you need these skills to ace Senior Compliance Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and regulatory advisory roles, particularly within the financial services industry. Emphasise your knowledge of global regulations and any specific frameworks mentioned in the job description.
Craft a Compelling Cover Letter: Write a cover letter that directly addresses the responsibilities outlined in the job description. Use specific examples from your past experience to demonstrate how you have successfully navigated compliance challenges and contributed to regulatory adherence.
Showcase Your Expertise: In your application, highlight your understanding of key regulatory frameworks such as MiFID II, GDPR, and PSD2. Discuss any relevant training sessions you have led or participated in, showcasing your ability to educate others on compliance matters.
Follow Up: After submitting your application, consider sending a polite follow-up email to express your continued interest in the position. This can help keep your application top of mind for the hiring team.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations relevant to the role, such as MiFID II, GDPR, and PSD2. Be prepared to discuss how these regulations impact the company's operations and how you can help navigate them.
✨Showcase Your Experience
Highlight your previous experience in compliance or regulatory advisory roles, especially within the financial services industry. Use specific examples to demonstrate how you've successfully managed compliance challenges and contributed to licensing and product development.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about potential compliance gaps and how you would recommend mitigation strategies, as well as how you would advise on new products and services.
✨Emphasise Collaboration Skills
Since the role involves working closely with legal, product, and business development teams, be ready to discuss your experience in cross-functional collaboration. Share examples of how you've effectively communicated compliance considerations to non-compliance teams.
