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- Tasks: Oversee client money and asset reconciliations while ensuring compliance with FCA regulations.
- Company: Join a leading international wealth management platform focused on delivering high-quality outcomes.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: Make a real impact in a hands-on role within a growing firm that values your expertise.
- Qualifications: Strong knowledge of FCA CASS rules and experience in client money reconciliations required.
- Other info: Opportunity to lead a small team and contribute to strategic change initiatives.
The predicted salary is between 43200 - 72000 £ per year.
Are you a detail-oriented professional with expert knowledge of CASS regulations, looking to take the next step in your career? Our client, a leading international wealth management platform, is looking for a CASS Manager to join their team. This is a key role focused on overseeing the firm’s CASS risk and control framework, ensuring compliance with FCA regulations and supporting the delivery of high-quality outcomes for clients and advisers.
Key Responsibilities:
- Lead the day-to-day oversight of client money and asset reconciliations
- Maintain and enhance the firm’s CASS risk and control framework
- Monitor, identify, and escalate potential risks, breaches, or areas for improvement
- Coordinate and support internal and external CASS audits
- Produce and review CMAR returns and other regulatory reports
- Support and advise teams across the business on CASS-related matters
- Contribute to strategic change initiatives and ensure regulatory compliance is maintained
- Line manage a small team, supporting their development and performance
About you:
- Strong technical knowledge of FCA CASS rules (particularly chapters 1, 1A, 6, 7, 9, and 10)
- Proven experience with client money and asset reconciliations
- Strong understanding of risk management and regulatory frameworks
- Excellent communication and stakeholder engagement skills
- Highly organised, with strong analytical and problem-solving abilities
This is a fantastic opportunity for a CASS professional to join a dynamic and growing firm, with the chance to make a real impact in a hands-on, high-responsibility role. If this sounds like the right fit for you, we’d love to hear from you!
CASS Manager employer: Flair for Recruitment
Contact Detail:
Flair for Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Manager
✨Tip Number 1
Network with professionals in the wealth management sector, especially those who have experience with CASS regulations. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture.
✨Tip Number 2
Familiarise yourself with the latest updates on FCA CASS rules and regulations. Being well-versed in recent changes will not only boost your confidence but also demonstrate your commitment to staying informed in this critical area.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed risks and compliance in previous roles. Highlighting your hands-on experience with client money and asset reconciliations will show that you can hit the ground running.
✨Tip Number 4
Research the company’s current CASS risk and control framework. Understanding their existing processes will allow you to suggest improvements during interviews, showcasing your proactive approach and strategic thinking.
We think you need these skills to ace CASS Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a CASS Manager. Familiarise yourself with CASS regulations and the specific requirements mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in client money and asset reconciliations, as well as your knowledge of FCA CASS rules. Use specific examples to demonstrate your expertise and achievements in these areas.
Craft a Compelling Cover Letter: Write a cover letter that showcases your strong communication skills and explains why you are the perfect fit for this role. Mention your understanding of risk management and how you can contribute to the firm's CASS risk and control framework.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial for a CASS Manager.
How to prepare for a job interview at Flair for Recruitment
✨Showcase Your CASS Knowledge
Make sure to brush up on your understanding of FCA CASS rules, especially chapters 1, 1A, 6, 7, 9, and 10. Be prepared to discuss how you've applied this knowledge in previous roles, as it will demonstrate your expertise and readiness for the position.
✨Highlight Your Risk Management Experience
Since the role involves overseeing the CASS risk and control framework, be ready to share specific examples of how you've identified and managed risks in past positions. This will show that you can effectively monitor and escalate potential issues.
✨Prepare for Technical Questions
Expect technical questions related to client money and asset reconciliations. Practise explaining your processes and methodologies clearly, as this will reflect your analytical skills and attention to detail, which are crucial for the role.
✨Demonstrate Leadership Skills
As you'll be managing a small team, it's important to convey your leadership style and how you've supported team development in the past. Share examples of how you've motivated others and contributed to their performance, as this will highlight your suitability for the managerial aspect of the role.
