Compliance Manager

The Compliance Manager will support the firm’s clients and business lines by implementing and maintaining a strong risk and compliance framework. Based in London, this role involves oversight of AML/ATF/APF compliance, regulatory reporting, training, and day-to-day monitoring activities. The Manager will contribute to group-wide compliance initiatives and help foster a culture of compliance across the organization.

Key Responsibilities

• Maintain and enhance the firm’s compliance and risk framework with a focus on AML/ATF/APF.
• Review KYC documentation for clients/investors of varying risk levels, including PEPs.
• Conduct staff training on regulatory requirements and internal procedures.
• Prepare AMLCO/MLRO reports and quarterly board updates.
• Investigate suspicious activities and prepare regulatory filings where necessary.
• Monitor client activity and oversee sanctions screening and audit processes.
• Support the development of regulatory IT solutions and implement corrective actions.
• Keep up to date with relevant legislation and ensure internal compliance processes remain aligned.
• Provide AML Officer services to fund/entity clients as needed.

Managerial & Team Duties

• Assess team resources, support recruitment and onboarding, and conduct performance reviews.
• Contribute to cross-functional compliance projects and global initiatives.

Qualifications

• Degree in Finance, Accounting, or Law, plus a compliance qualification (e.g., ACAMS).
• 5+ years in a compliance role within financial services, ideally with offshore experience.
• Strong understanding of high-risk activities, sanctions screening, and regulatory reporting.
• Proven ability to promote a compliance culture and support business operations.
• Experince in the offshore funds enviroment, mainly the Cayman Islands