At a Glance
- Tasks: Oversee compliance monitoring, policy reviews, and regulatory filings in a dynamic environment.
- Company: Join a market-leading firm in alternative asset management with a strong reputation.
- Benefits: Enjoy a collaborative office culture, with four days in the office and potential perks.
- Why this job: Be part of a vital role that shapes compliance strategies and impacts the industry positively.
- Qualifications: Must have at least four years of experience in compliance within alternative asset management.
- Other info: This is a new role, offering a chance to make a significant impact from day one.
The predicted salary is between 43200 - 72000 £ per year.
A new role at a market leading firm. The role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include, inter alia:
- Policy and procedure review
- Third party due diligence work
- Regulatory filings and financial promotions review
They'd like someone to be in the office for four days per week.
Experience: At least four years in an alternative asset manager (or closely similar) compliance role is essential.
Compliance Manager - Alternative Asset Management employer: Austin Andrew
Contact Detail:
Austin Andrew Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Alternative Asset Management
✨Tip Number 1
Network with professionals in the alternative asset management sector. Attend industry events or webinars where you can meet compliance experts and learn about their experiences. This can help you gain insights into what firms like us are looking for in a Compliance Manager.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting alternative asset management. Subscribe to relevant newsletters or follow industry leaders on social media. Demonstrating your knowledge of current regulations during interviews can set you apart from other candidates.
✨Tip Number 3
Prepare to discuss specific compliance monitoring programmes you've implemented or contributed to in previous roles. Be ready to share examples of how you've handled policy reviews or third-party due diligence, as this will showcase your hands-on experience.
✨Tip Number 4
Familiarise yourself with our company’s values and compliance culture. Research our recent projects or initiatives related to compliance. Tailoring your conversation to align with our goals can demonstrate your genuine interest in joining our team.
We think you need these skills to ace Compliance Manager - Alternative Asset Management
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Compliance Manager position. Familiarise yourself with the specific responsibilities, such as compliance monitoring programmes and regulatory filings, to tailor your application accordingly.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in compliance roles within alternative asset management or similar fields. Be specific about your achievements and how they relate to the requirements of the job.
Showcase Your Skills: Make sure to highlight key skills that are relevant to the role, such as policy review, due diligence, and financial promotions review. Use concrete examples to demonstrate how you have successfully applied these skills in previous positions.
Craft a Compelling Cover Letter: Write a personalised cover letter that explains why you are a great fit for the Compliance Manager role. Mention your understanding of the firm's values and how your background aligns with their needs, while also expressing your enthusiasm for the position.
How to prepare for a job interview at Austin Andrew
✨Know Your Compliance Regulations
Make sure you brush up on the latest compliance regulations relevant to alternative asset management. Being able to discuss these confidently will show that you're not only knowledgeable but also proactive in staying updated.
✨Demonstrate Your Experience
Prepare specific examples from your previous roles that highlight your experience in compliance monitoring, policy review, and due diligence. This will help illustrate your capabilities and how they align with the firm's needs.
✨Showcase Your Analytical Skills
Since the role involves regulatory filings and financial promotions review, be ready to discuss how you've approached similar tasks in the past. Highlight any analytical tools or methods you've used to ensure compliance.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and their specific monitoring programmes. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.