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- Tasks: Join our team as a Compliance Associate and support compliance programs and projects.
- Company: We're an institutional commodities broker located in the heart of the city.
- Benefits: Work in a dynamic environment with opportunities for training and professional growth.
- Why this job: Make an impact by ensuring compliance standards across global offices while developing your expertise.
- Qualifications: 3-5 years of compliance experience, preferably in commodities or banking.
- Other info: Office presence required 4 days a week; no sponsorship available.
The predicted salary is between 36000 - 60000 £ per year.
Associate Compliance Specialist
London
Hybrid-three days per week in office
Monday to Friday 9:00 am to 6:00 pm
CSC® is the world’s leading provider of business, legal, tax, and digital brand services to companies around the globe. Our clients include many of the Fortune 500, FTSE100, CAC 40, and DAX 30 companies.
The Capital Markets Europe team is a division that provides our institutional clients with a comprehensive range of specialized debt and capital markets administration services.
Day to day responsibilities will focus on supporting the Compliance team on a second line of defense role; the Compliance team provides guidance to the first line on customer onboarding, KYC and analyzing and reporting suspicious activity and financial crime. The ideal candidate is highly motivated with a background in Client Onboarding and who is extremely customer and team focused This junior level role would suit an ambitious, energetic person keen to progress further in a dynamic, rapidly-growing business.
Some of the things you will be doing:
- Be the first point of contact with the day-to-day tasks and obligations linked to Know Your Customer (KYC) review processes in a second line of defense role.
- Extract reports from the clients software, analyze data, monitoring performance and escalate relevant notifications on the KYC portal to the compliance team.
- Updating internal database to track deadlines to conduct mandatory client reviews according to risk levels.
- Support the business when high risk factors are escalated to the second line for further guidance for(PEPs, sanctions and adverse media screening) following a risk-based approach.
- Dealing with general compliance administration tasks.
- Assist the Compliance team with other financial crime related tasks and projects as required.
- Liaising with colleagues across Europe, Asia and US.
What technical skills, experience and qualifications do you need?
- Obtained a university degree
- Some experience with capital markets and/or compliance would be preferable
- At least 1 year experience with KYC requirements for clients’ identification and verification
- Familiarity with different types of corporate, partnership and trust entities
- Ability to handle a high volume of tasks while maintaining attention to detail and prioritizing, as necessary.
- Strong organizational and time management skills.
- Conscientious and diligent.
- Ability to communicate with all levels of the firm professionally and tactfully.
- Professional, friendly demeanor.
- Enthusiastic, self-motivated and flexible.
- Proficient in MS Word, Excel, PowerPoint
#LI-AM1 #Compliancejobs #Hybrid #CSCCareers
Compliance Associate employer: CSC
Contact Detail:
CSC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarize yourself with the specific compliance regulations relevant to the commodities sector. Understanding the nuances of AML, ABC, and sanctions will not only boost your confidence but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in commodities. Engaging in conversations can provide you with insights and potentially valuable connections that could help you stand out.
✨Tip Number 3
Stay updated on the latest compliance trends and regulatory changes. Being knowledgeable about current events in the compliance landscape will show your proactive approach and readiness to contribute to compliance projects.
✨Tip Number 4
Prepare to discuss how you've successfully translated compliance requirements into practical solutions in previous roles. This ability is crucial for the position and showcasing real examples will make a strong impression.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Associate position. Understand the key responsibilities and required experience, especially in compliance and commodities.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, particularly any work related to drafting policies and procedures. Emphasize your ability to communicate compliance requirements effectively.
Craft a Strong Cover Letter: Write a cover letter that showcases your understanding of compliance within the commodities sector. Mention specific examples from your past experience that demonstrate your expertise and how you can contribute to the team.
Highlight Relevant Skills: In your application, make sure to emphasize skills such as attention to detail, communication, and the ability to translate compliance requirements into practical scenarios. These are crucial for the role.
How to prepare for a job interview at CSC
✨Know Your Compliance Fundamentals
Make sure you have a solid understanding of compliance principles, especially related to AML, ABC, and data protection. Be prepared to discuss how these regulations apply in real-world scenarios, particularly in the commodities sector.
✨Showcase Your Experience
Highlight your 3-5 years of experience in compliance, especially any work related to drafting policies and procedures. Be ready to provide specific examples of how you've contributed to compliance projects or improved processes in previous roles.
✨Communicate Effectively
Since the role involves translating compliance requirements into commercial language, practice articulating complex compliance concepts in simple terms. This will demonstrate your ability to bridge the gap between compliance and business operations.
✨Demonstrate Team Collaboration
Emphasize your ability to work with various teams, including trading and operations. Share examples of how you've successfully collaborated with different stakeholders to maintain compliance standards across locations.
