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- Tasks: Support Senior Compliance Consultants in developing and maintaining compliance programs for investment firms.
- Company: Join Optima Partners, a global firm that values its people and fosters career growth.
- Benefits: Enjoy a hybrid work schedule, private medical cover, and fully funded CISI Diploma.
- Why this job: Accelerate your career in a dynamic environment with a focus on proactive thinking and collaboration.
- Qualifications: Recent graduates (2021 onwards) with strong communication, analytical, and multitasking skills.
- Other info: Optima Partners promotes equal opportunities and values diversity in the workplace.
The predicted salary is between 28800 - 48000 £ per year.
Why Join Us? Optima Partners is a unique global firm which understands that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer people the chance to move forward quickly in their career within a meritocratic culture. The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever-evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.
Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as a platform to reap the rewards of strong performance. Optima's experienced global team will accelerate the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's career path to becoming an expert compliance professional in the financial services industry.
Responsibilities
- Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:
- Registering clients as regulated entities with the Financial Conduct Authority ("FCA") in the UK
- Developing and implementing compliance policies and procedures
- Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA's Senior Management Certification Regimes ("SMCR")
- Monitoring employee personal trading activities and electronic communications on behalf of clients
- Monitoring expert network calls on behalf of clients
- Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interest, as part of client's compliance monitoring program
- Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
- Assisting in providing regulatory review support
Requirements
- Recent graduates (2021 and onwards)
- Excellent written and verbal communication skills
- Independent, self-starter, as well as collaborative problem solver
- Strong analytical and research skills
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
- Ability to master new tasks quickly
Benefits
- CISI Diploma fully funded except for re-sits
- Private medical
- Hybrid work schedule
- Start Date ASAP
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
Compliance Analyst employer: Optima Partners
Contact Detail:
Optima Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarise yourself with the Financial Conduct Authority (FCA) regulations and compliance frameworks. Understanding these will not only help you in interviews but also demonstrate your proactive approach to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial services. Engaging with industry experts can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Showcase your analytical skills by discussing relevant projects or experiences during your conversations. Be prepared to explain how you approached problem-solving in past situations.
✨Tip Number 4
Demonstrate your ability to adapt to shifting priorities by sharing examples of how you've successfully managed multiple tasks in a fast-paced environment. This will resonate well with the dynamic culture at Optima Partners.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant skills and experiences that align with the responsibilities of a Compliance Analyst. Emphasise your analytical skills, communication abilities, and any experience in compliance or financial services.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Mention specific reasons why you want to join Optima Partners and how your values align with theirs. Be sure to include examples of your problem-solving skills and ability to work collaboratively.
Highlight Relevant Coursework or Projects: If you're a recent graduate, include any relevant coursework, projects, or internships that demonstrate your understanding of compliance and regulatory frameworks. This will show your commitment to the field and your readiness to learn.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Analyst role.
How to prepare for a job interview at Optima Partners
✨Show Your Proactive Side
Optima Partners values proactive thinking, so be prepared to discuss examples of how you've taken initiative in past projects or situations. Highlight any instances where you identified a problem and proposed a solution.
✨Demonstrate Strong Communication Skills
As a Compliance Analyst, excellent written and verbal communication is crucial. Practice articulating your thoughts clearly and concisely. You might even want to prepare a brief summary of your understanding of compliance regulations to showcase your knowledge.
✨Emphasise Your Analytical Skills
The role requires strong analytical abilities, so be ready to discuss how you've used these skills in your studies or previous roles. Consider preparing a case study or example where your analysis led to a successful outcome.
✨Prepare for Teamwork Questions
Since the firm promotes a collaborative environment, expect questions about teamwork. Think of specific examples where you worked effectively within a team, highlighting your role and contributions to achieving a common goal.
