At a Glance
- Tasks: Support compliance programs and manage regulatory requirements in a dynamic fintech environment.
- Company: Join a leading Global SaaS organisation based in vibrant central London.
- Benefits: Enjoy a long contract, hybrid work options, and free breakfast every day!
- Why this job: Be part of a forward-thinking team tackling exciting compliance challenges in the fintech space.
- Qualifications: 5+ years in compliance with strong knowledge of UK financial regulations; relevant degree preferred.
- Other info: This role offers a unique opportunity to influence compliance strategies in a global context.
The predicted salary is between 48000 - 72000 £ per year.
Our client is an exciting Global SaaS organisation with their UK headquarters located in central London. They are now seeking a Senior Compliance Specialist with a strong understanding of compliance and payment systems for a 12 month contract. This is a hybrid role.
Duties
- Support the overall compliance program with specific focus on requirements under FCA and Payment Services Regulations (PSR).
- Proactively work with the Legal, Security & Technology and business teams to understand the key compliance & identify any new or emerging risk areas.
- Manage compliance aspects relevant to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
- Investigate EU initiatives which could impact the business such as PSD2, RTS, GDPR, EMD, SEPA & cross-border payments.
Skills
- 5+ years experience in compliance, regulatory affairs or legal roles within fintech, payments or banking.
- In-depth knowledge of UK financial regulations including FCA Handbook and PSD2.
- Experience in Compliance Management Programmes including monitoring and assurance, particularly in financial services.
- Proficiency in risk management and development of compliance frameworks.
- Business/Law degree or an equivalent professional qualification. Certified compliance professional (e.g. ICA, CAMS, CRCM) is a plus.
Benefits
- Long contract
- Hybrid
- Global company
- Free breakfast
Senior Compliance Specialist employer: EF Recruitment
Contact Detail:
EF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Specialist
✨Tip Number 1
Network with professionals in the compliance and fintech sectors. Attend industry events or webinars to connect with people who work in similar roles, as they might provide insights or even referrals for the position.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Follow relevant blogs, podcasts, or news outlets to ensure you can discuss current issues and demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to showcase your experience with compliance management programmes. Be ready to discuss specific examples of how you've implemented or improved compliance frameworks in previous roles.
✨Tip Number 4
Familiarise yourself with the company's products and services. Understanding their business model will help you identify potential compliance challenges they may face, allowing you to speak more intelligently about how you can contribute.
We think you need these skills to ace Senior Compliance Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, regulatory affairs, and legal roles specifically within fintech, payments, or banking. Use keywords from the job description to demonstrate your fit for the Senior Compliance Specialist role.
Craft a Compelling Cover Letter: In your cover letter, explain how your background aligns with the requirements of the position. Emphasise your understanding of UK financial regulations, particularly the FCA Handbook and PSD2, and provide examples of how you've managed compliance aspects in previous roles.
Showcase Relevant Skills: Highlight your proficiency in risk management and the development of compliance frameworks. Mention any certifications you hold, such as ICA, CAMS, or CRCM, as these will strengthen your application.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at EF Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and Payment Services Regulations. Be prepared to discuss how these regulations impact compliance in the fintech and payments sectors.
✨Showcase Your Experience
Highlight your 5+ years of experience in compliance or regulatory roles. Use specific examples from your past work to demonstrate your expertise in managing compliance programmes and risk management.
✨Understand Emerging Risks
Familiarise yourself with current EU initiatives like PSD2, GDPR, and cross-border payments. Be ready to discuss how these could affect the business and what proactive measures you would recommend.
✨Collaborative Mindset
Emphasise your ability to work with various teams, such as Legal, Security, and Technology. Share examples of how you've successfully collaborated to identify compliance risks and implement solutions.