Compliance Assistant , Financial Services , Bristol
Apply now
Compliance Assistant , Financial Services , Bristol

Compliance Assistant , Financial Services , Bristol

Bath Full-Time 20000 - 27000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance tasks, prepare reports, and assist with due diligence.
  • Company: Join a well-established boutique Investment Management firm in Bristol.
  • Benefits: Competitive salary of £25-32K and opportunities for career growth.
  • Why this job: Kickstart your compliance career in a dynamic environment with a supportive team.
  • Qualifications: 1-2 years in Financial Services, strong Excel and PowerPoint skills required.
  • Other info: Ideal for recent graduates passionate about compliance and detail-oriented work.

The predicted salary is between 20000 - 27000 £ per year.

Salary: 25-32K

The Client: A well-established boutique Investment Management firm.

The Role: This is a great opportunity for someone who is interested in pursuing a career in Compliance. You will be a recent Graduate with at least 1-2 years working within Financial Services or a related industry to support and a real passion to build a Compliance Career. The Compliance Assistant will work on a range of different tasks required by the Head of Compliance and Assurance Director. The Compliance Assistant will support the preparation of management and Board Reports as well as the collection and analysis of management information including for Consumer Duty. The Compliance Assistant is to support the Financial Crime Manager in the firm using their new business onboarding system while performing and supplying compliance due diligence in respect of third parties. The Compliance Assistant will carry out compliance administrative duties as and when required.

The Candidate:

  • At least 1-2 years of professional experience working within Financial Services or a related industry.
  • A real interest in Compliance and an ambition to build a career in this field.
  • Attention to detail and critical thinking.
  • Highly organised, able to work on a range of tasks.
  • Strong Excel and PowerPoint skills.
  • Ability to work independently to manage own tasks and deadlines as well as collaborate with wider team members.

Compliance Assistant , Financial Services , Bristol employer: JJ SEARCH LIMITED

As a well-established boutique Investment Management firm located in Bristol, we pride ourselves on fostering a supportive and dynamic work environment that encourages professional growth and development. Our commitment to employee success is reflected in our comprehensive training programmes and mentorship opportunities, ensuring that you can build a rewarding career in Compliance. With a focus on collaboration and innovation, we offer a unique chance to be part of a dedicated team that values your contributions and promotes a healthy work-life balance.
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Contact Detail:

JJ SEARCH LIMITED Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Assistant , Financial Services , Bristol

✨Tip Number 1

Familiarise yourself with the latest compliance regulations and trends in the financial services sector. This knowledge will not only help you stand out during interviews but also demonstrate your genuine interest in building a career in compliance.

✨Tip Number 2

Network with professionals already working in compliance roles within financial services. Attend industry events or join relevant online forums to connect with potential mentors who can provide insights and possibly refer you to job openings.

✨Tip Number 3

Brush up on your Excel and PowerPoint skills, as these are crucial for the role. Consider taking online courses or tutorials to enhance your proficiency, which will make you more appealing to employers looking for candidates who can hit the ground running.

✨Tip Number 4

Prepare for interviews by practising common compliance-related questions and scenarios. Think about how you would handle specific compliance challenges and be ready to discuss your thought process and problem-solving skills.

We think you need these skills to ace Compliance Assistant , Financial Services , Bristol

Attention to Detail
Critical Thinking
Organisational Skills
Excel Proficiency
PowerPoint Proficiency
Time Management
Independent Working
Team Collaboration
Compliance Knowledge
Financial Services Understanding
Data Analysis
Report Preparation
Due Diligence
Communication Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in Financial Services. Emphasise any roles or projects where you demonstrated attention to detail, critical thinking, and organisational skills.

Craft a Compelling Cover Letter: In your cover letter, express your genuine interest in Compliance and your ambition to build a career in this field. Mention specific experiences that have prepared you for the role of Compliance Assistant.

Highlight Relevant Skills: Clearly outline your proficiency in Excel and PowerPoint, as these are essential for the role. Provide examples of how you've used these tools in previous positions or projects.

Showcase Team Collaboration: Mention any experiences where you successfully collaborated with team members. This will demonstrate your ability to work independently while also being a valuable part of a team.

How to prepare for a job interview at JJ SEARCH LIMITED

✨Show Your Passion for Compliance

Make sure to express your genuine interest in compliance during the interview. Share any relevant experiences or projects that sparked your passion for this field, as it will demonstrate your commitment to building a career in compliance.

✨Highlight Relevant Experience

Discuss your previous roles within financial services or related industries. Be specific about your responsibilities and how they relate to the tasks of a Compliance Assistant, such as preparing reports or conducting due diligence.

✨Demonstrate Attention to Detail

Since attention to detail is crucial in compliance, prepare examples that showcase your ability to spot errors or inconsistencies. You might mention a time when your meticulous nature helped prevent a potential issue.

✨Prepare for Technical Questions

Brush up on your Excel and PowerPoint skills, as these are essential for the role. Be ready to discuss how you've used these tools in past positions, and consider preparing a small presentation to demonstrate your proficiency.

Compliance Assistant , Financial Services , Bristol
JJ SEARCH LIMITED
Apply now
J
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