At a Glance
- Tasks: Support compliance programs and manage regulatory requirements in a hybrid role.
- Company: Join a dynamic Global SaaS organisation based in central London.
- Benefits: Enjoy a long contract, hybrid work, and free breakfast every day.
- Why this job: Be part of a forward-thinking team tackling exciting compliance challenges in fintech.
- Qualifications: 5+ years in compliance with knowledge of UK financial regulations; degree or equivalent required.
- Other info: Opportunity to work on impactful EU initiatives like GDPR and PSD2.
Our client is an exciting Global SaaS organisation with their UK headquarters located in central London. They are now seeking a Senior Compliance Specialist with a strong understanding of compliance and payment systems for a 12 month contract. This is a hybrid role.
Duties:
- Support the overall compliance program with specific focus on requirements under FCA and Payment Services Regulations (PSR).
- Proactively work with the Legal, Security & Technology and business teams to understand the key compliance and identify any new or emerging risk areas.
- Manage compliance aspects relevant to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
- Investigate EU initiatives which could impact the business such as PSD2, RTS, GDPR, EMD, SEPA and cross-border payments.
Skills:
- 5+ years experience in compliance, regulatory affairs or legal roles within fintech, payments or banking.
- In-depth knowledge of UK financial regulations including FCA Handbook and PSD2.
- Experience in Compliance Management Programmes including monitoring and assurance, particularly in financial services.
- Proficiency in risk management and development of compliance frameworks.
- Business/Law degree or an equivalent professional qualification.
- Certified compliance professional (e.g. ICA, CAMS, CRCM) is a plus.
Benefits:
- Long contract
- Hybrid
- Global company
- Free breakfast
Senior Compliance Specialist employer: EF Recruitment
Contact Detail:
EF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Specialist
✨Tip Number 1
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they might provide insights or even referrals for the position.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Subscribe to relevant newsletters or follow key influencers on social media to demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Use the STAR method (Situation, Task, Action, Result) to clearly articulate how you navigated these issues.
✨Tip Number 4
Familiarise yourself with the company's compliance culture and values. Research their approach to compliance and be ready to discuss how your experience aligns with their goals during the interview.
We think you need these skills to ace Senior Compliance Specialist
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Senior Compliance Specialist position. Familiarise yourself with FCA regulations and payment systems to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 5+ years of experience in compliance or regulatory roles, particularly within fintech or banking. Use specific examples to demonstrate your knowledge of UK financial regulations and compliance management programmes.
Showcase Your Skills: Clearly outline your skills related to risk management and the development of compliance frameworks. Mention any certifications you hold, such as ICA, CAMS, or CRCM, as these will strengthen your application.
Craft a Strong Cover Letter: Write a compelling cover letter that connects your background to the job description. Discuss how your experience aligns with the company's needs and express your enthusiasm for the role and the opportunity to work in a global SaaS environment.
How to prepare for a job interview at EF Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and Payment Services Regulations. Be prepared to discuss how these regulations impact compliance in the fintech and payments sectors.
✨Showcase Your Experience
Highlight your 5+ years of experience in compliance or regulatory roles. Use specific examples from your past work to demonstrate your expertise in managing compliance programmes and risk management.
✨Understand Emerging Risks
Familiarise yourself with current EU initiatives like PSD2, GDPR, and cross-border payments. Be ready to discuss how these could affect the organisation and what proactive measures you would recommend.
✨Prepare Questions
Think of insightful questions to ask about the company's compliance culture and how they handle emerging risks. This shows your genuine interest in the role and helps you assess if it's the right fit for you.