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For Companies At a Glance
- Tasks: Monitor compliance, assist with audits, and support brokers in a dynamic team.
- Company: Join one of the largest mortgage brokers in the Southern area, thriving on growth.
- Benefits: Enjoy free local parking, company events, and a supportive work environment.
- Why this job: Be part of a collaborative culture with opportunities for professional development and career progression.
- Qualifications: Minimum 2 years in compliance or 5 years as a Mortgage Broker required.
- Other info: Full-time role, Monday to Friday, with a salary range of £35,000-£40,000.
Our client is one of the largest mortgage brokers in the Southern area, and due to growth and expansion in the business is looking for a Compliance Officer to join the dynamic yet supportive team. This role would suit someone who is looking for a role with compliance management and has the ability and experience in overseeing and monitoring all processes and sales.
To be considered you must have a minimum of 2 years experience within mortgage and insurance compliance or have been a Mortgage Broker for at least 5 years and wanting to move into a compliance-based opportunity.
Key Duties- Monitor and assist with regular audits and assessments to ensure compliance with regulatory requirements and internal policies.
- Maintain accurate records of compliance activities and findings.
- Prepare reports for management and regulatory bodies.
- Provide support to brokers on compliance-related matters.
- Report training concerns to the Training and Development Manager for delivery of remedial compliance training.
- Assist in the development and implementation of compliance policies and procedures.
- Assist with any customer interactions and complaint investigations or queries related to compliance issues in a professional and timely manner.
- Stay updated with changes in relevant laws and regulatory updates.
- CeMAP or equivalent preferred.
- Previous experience in a compliance role (minimum of 2 years) or a mortgage adviser role.
- Knowledge of mortgage and protection advice industry is essential.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Attention to detail and high level of accuracy.
Monday to Friday 9am - 5pm (1 hour lunch)
Salary and Reward- Full-time, Permanent, Office based
- Pay: £35,000.00-£40,000.00 per year
- Free local parking
- Company events
- Company pension
- Opportunities for professional development and career progression
- Supportive and collaborative work environment.
Compliance Officer - Mortgages & Insurance employer: Workshop Recruitment
Contact Detail:
Workshop Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Mortgages & Insurance
✨Tip Number 1
Network with professionals in the mortgage and insurance sectors. Attend industry events or join relevant online forums to connect with others who may have insights or leads on compliance roles.
✨Tip Number 2
Stay updated on the latest regulatory changes in the mortgage and insurance industries. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 3
Consider reaching out to current or former employees of the company you're applying to. They can provide valuable insights into the company culture and expectations for the Compliance Officer role.
✨Tip Number 4
Prepare to discuss specific examples from your past experience that showcase your compliance management skills. Highlight any successful audits or training initiatives you've led to illustrate your capabilities.
We think you need these skills to ace Compliance Officer - Mortgages & Insurance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in mortgage and insurance compliance. Emphasise any roles where you monitored processes, conducted audits, or prepared compliance reports.
Craft a Strong Cover Letter: In your cover letter, explain why you're interested in the Compliance Officer role specifically. Mention your experience as a Mortgage Broker if applicable, and how it has prepared you for a compliance-focused position.
Showcase Relevant Skills: Highlight your analytical and problem-solving skills in your application. Provide examples of how you've successfully navigated compliance issues or improved processes in previous roles.
Research Regulatory Requirements: Familiarise yourself with the current regulatory landscape in the mortgage and insurance sectors. Mention any specific laws or regulations in your application to demonstrate your knowledge and commitment to compliance.
How to prepare for a job interview at Workshop Recruitment
✨Know Your Compliance Regulations
Make sure you brush up on the latest mortgage and insurance compliance regulations. Being able to discuss specific laws and how they impact the role will show your expertise and commitment to the field.
✨Demonstrate Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles. Discussing specific situations where you identified compliance issues and how you resolved them can really impress the interviewers.
✨Showcase Your Communication Skills
As a Compliance Officer, you'll need to communicate effectively with brokers and management. Be ready to share examples of how you've successfully communicated complex compliance matters in a clear and concise manner.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance processes and culture. This not only shows your interest in the role but also helps you gauge if the company is the right fit for you.
