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- Tasks: Support compliance with FCA regulations and manage risk areas in a dynamic environment.
- Company: Join a global SaaS leader based in vibrant central London.
- Benefits: Enjoy a hybrid work model, free breakfast, and a long-term contract.
- Why this job: Be part of a crucial compliance team impacting the fintech landscape.
- Qualifications: 5+ years in compliance with knowledge of UK financial regulations required.
- Other info: Ideal for those passionate about regulatory affairs in a fast-paced industry.
The predicted salary is between 48000 - 72000 £ per year.
Our client is an exciting Global SaaS organisation with their UK headquarters located in central London. They are now seeking an experienced Compliance Specialist with a strong understanding of compliance and payment systems for a 12 month contract. This is a hybrid role.
Duties
- Support the overall compliance program with specific focus on requirements under FCA and Payment Services Regulations (PSR).
- Proactively work with the Legal, Security & Technology and business teams to understand the key compliance and identify any new or emerging risk areas.
- Manage compliance aspects relevant to the FCA such as regulatory requirements adherence, governance, monitoring and updating key internal policies.
- Investigate EU initiatives which could impact the business such as PSD2, RTS, GDPR, EMD, SEPA and cross-border payments.
Skills
- 5+ years experience in compliance, regulatory affairs or legal roles within fintech, payments or banking.
- In-depth knowledge of UK financial regulations including FCA Handbook and PSD2.
- Experience in Compliance Management Programmes including monitoring and assurance, particularly in financial services.
- Proficiency in risk management and development of compliance frameworks.
- Business/Law degree or an equivalent professional qualification.
- Certified compliance professional (e.g. ICA, CAMS, CRCM) is a plus.
Benefits
- Long contract
- Hybrid
- Global company
- Free breakfast
Compliance Specialist - FCA Regulations employer: Executive Facilities
Contact Detail:
Executive Facilities Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist - FCA Regulations
✨Tip Number 1
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars to connect with people who work in similar roles, as they can provide insights and potentially refer you to opportunities at companies like ours.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Follow relevant blogs, podcasts, and news sources to ensure you’re well-informed, which will help you stand out during discussions with our team.
✨Tip Number 3
Consider joining professional organisations related to compliance and financial regulations. Being part of these groups can enhance your credibility and provide access to exclusive job postings and networking opportunities.
✨Tip Number 4
Prepare for potential interviews by practising common compliance-related questions. Familiarise yourself with case studies or scenarios that demonstrate your problem-solving skills in compliance management, particularly in relation to FCA regulations.
We think you need these skills to ace Compliance Specialist - FCA Regulations
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Specialist position. Familiarise yourself with FCA regulations and payment systems to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 5+ years of experience in compliance or regulatory roles, particularly within fintech or banking. Use specific examples to demonstrate your knowledge of UK financial regulations and compliance management programmes.
Showcase Your Qualifications: Mention any relevant qualifications such as a Business/Law degree or certifications like ICA, CAMS, or CRCM. This will strengthen your application and show that you are a certified compliance professional.
Tailor Your Cover Letter: Craft a personalised cover letter that addresses the specific duties mentioned in the job description. Discuss how your skills align with the company's needs and express your enthusiasm for the role and the opportunity to work in a global SaaS organisation.
How to prepare for a job interview at Executive Facilities
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations and Payment Services Regulations. Brush up on key compliance areas and be ready to discuss how they apply to the role.
✨Showcase Your Experience
Prepare to share specific examples from your 5+ years in compliance or regulatory roles. Highlight your experience with compliance management programmes and how you've handled risk management in previous positions.
✨Understand the Business Context
Research the company and its position within the fintech landscape. Be prepared to discuss how EU initiatives like PSD2 and GDPR could impact their operations, showing that you can think strategically about compliance.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance challenges and goals. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
