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- Tasks: Manage compliance with FCA regulations and oversee internal policies.
- Company: Join a global financial services organization making a real impact.
- Benefits: Enjoy an excellent salary and benefits package in a vibrant London location.
- Why this job: Be part of a crucial role ensuring ethical business practices and regulatory adherence.
- Qualifications: 3-5 years in compliance, strong knowledge of FCA regulations, and excellent analytical skills required.
- Other info: Opportunity to work in a dynamic environment with a focus on professional growth.
The predicted salary is between 43200 - 72000 £ per year.
Compliance Analyst – FCA Focused
An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws.
Role and Responsibilities:
Regulatory Compliance Management
- Oversee and manage compliance with obligations set by the Financial Conduct Authority (FCA), ensuring all business operations meet regulatory requirements
- Monitor regulatory developments, providing advice and guidance to internal teams on implications and required actions
- Prepare and submit required FCA filings, reports, and notifications within stipulated timelines
Policy and Procedure Review
- Conduct periodic reviews and updates of company policies and procedures to ensure alignment with AML (Anti-Money Laundering), ABC (Anti-Bribery and Corruption), sanctions, and data protection regulations
- Identify and address potential gaps in policies, providing recommendations for remediation
- Ensure consistent communication of compliance policies and standards across the organization
Compliance Monitoring and Testing
- Support the implementation and delivery of the annual compliance program, including risk assessments, audits, and compliance monitoring plans
- Track and report on key compliance metrics to senior management, escalating issues as needed
- Review and improve internal processes to ensure robust controls are in place and adhered to
- Incident and Breach Management
- Investigate compliance breaches, drafting reports and implementing corrective actions where necessary
- Act as a point of contact for internal and external audits relating to compliance matters
Essential Skills and Experience:
- 3-5 years experience in a compliance-focused role
- Strong understanding of FCA regulations and obligations
- Expertise in AML, ABC, sanctions, and data protection frameworks (e.g., GDPR)
- Familiarity with regulatory reporting and compliance monitoring.
- Excellent analytical and problem-solving skills with attention to details
- Strong organizational and project management capabilities
- Effective communication skills, both written and verbal, to interact with stakeholders at all levels
- Ability to interpret and apply complex regulations in a practical business context
Excellent basic salary and benefit
London / City
Compliance Analyst employer: Intec Select
Contact Detail:
Intec Select Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and compliance frameworks. Staying updated on regulatory changes will not only enhance your knowledge but also demonstrate your commitment to the role during interviews.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with FCA regulations. Engaging in discussions or attending industry events can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed compliance issues in previous roles. Highlighting your analytical skills and problem-solving abilities will show that you can handle the responsibilities of a Compliance Analyst effectively.
✨Tip Number 4
Research StudySmarter's approach to compliance and any recent initiatives they have undertaken. Tailoring your conversation to align with our values and practices will help you stand out as a candidate who is genuinely interested in joining our team.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Analyst position. Highlight key responsibilities and required skills, and think about how your experience aligns with these.
Tailor Your CV: Customize your CV to emphasize your experience in compliance roles, particularly focusing on FCA regulations, AML, and data protection laws. Use specific examples that demonstrate your expertise in these areas.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your background makes you a perfect fit for the role. Mention any relevant projects or achievements that showcase your analytical and problem-solving skills.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for grammatical errors, clarity, and ensure that all information is accurate and professional. A polished application reflects your attention to detail.
How to prepare for a job interview at Intec Select
✨Know Your FCA Regulations
Make sure you have a solid understanding of FCA regulations and how they impact the organization. Be prepared to discuss specific examples of how you've ensured compliance in previous roles.
✨Demonstrate Analytical Skills
Highlight your analytical and problem-solving skills during the interview. Prepare to share instances where you've identified compliance gaps and implemented effective solutions.
✨Showcase Communication Abilities
Effective communication is key in this role. Be ready to explain how you've communicated complex compliance issues to various stakeholders, ensuring everyone understands their responsibilities.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your ability to handle compliance breaches or regulatory changes. Think through potential situations and how you would respond to demonstrate your practical application of compliance knowledge.
