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- Tasks: Ensure compliance with legal and regulatory obligations in a dynamic law firm environment.
- Company: Join ZEDRA Legal Services, a boutique law firm regulated by the SRA.
- Benefits: Enjoy a supportive work culture with opportunities for professional growth.
- Why this job: Make a real impact by ensuring legal compliance and contributing to a reputable firm.
- Qualifications: Qualified lawyer with 5+ years PQE and 2+ years as a Compliance Officer.
- Other info: Fluency in English and strong communication skills are essential.
The predicted salary is between 43200 - 72000 £ per year.
As part of the ZEDRA group, ZEDRA Legal Services (ZLS) is a Solicitors Regulation Authority (SRA) regulated business. ZLS is a boutique private practice law firm serving its sister company, ZEDRA Trust Company (UK) Limited and a limited number of private clients in connection with private client matters, PoAs, wills, trusts and probate.
As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations.
Key Accountabilities- Compliance with the terms and conditions of ZLS's authorisation.
- Compliance by ZLS and its managers, employees or interest holders with the applicable SRA regulatory arrangements.
- Ensuring that ZLS's managers and interest holders and those it employs or contracts with do not cause or substantially contribute to a breach of the SRA's regulatory arrangements.
- Prompt reporting to the SRA of any facts or matters that they reasonably believe are capable of amounting to a serious breach of the terms and conditions of the firm's authorisation, or the SRA's regulatory arrangements applicable to the firm, its managers or employees.
- Informing the SRA promptly of any facts or matters that the COLP reasonably believes should be brought to its attention so that it may investigate whether a serious breach of its regulatory arrangements has occurred or otherwise exercise its regulatory powers.
- Be a qualified lawyer with 5+ years PQE working for a reputable SRA regulated law firm.
- Have previous experience as a Compliance Officer for Legal Practice (COLP) of at least 2 years.
- Have excellent prioritisation and time management skills.
- Be self-motivated and focused on ensuring ongoing compliance with the SRA’s Standards and Regulations.
- Have the ability to articulate any issues of concern at Board level and to senior management.
- Be fluent in English, with strong verbal and written communication skills which are critical to the position.
Contact Detail:
ZEDRA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer for Legal Practice
✨Tip Number 1
Familiarise yourself with the SRA's Standards and Regulations. Understanding these guidelines will not only help you in the interview but also demonstrate your commitment to compliance, which is crucial for the role.
✨Tip Number 2
Network with professionals in the legal compliance field. Attend relevant seminars or webinars where you can meet current Compliance Officers or legal practitioners who can provide insights and possibly refer you to opportunities.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've ensured compliance in previous roles. Being able to articulate specific examples will showcase your experience and problem-solving skills effectively during the interview.
✨Tip Number 4
Stay updated on recent changes in legislation affecting legal practices. Showing that you are proactive about ongoing education in compliance matters will set you apart as a candidate who is serious about the role.
We think you need these skills to ace Compliance Officer for Legal Practice
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a lawyer and your experience as a Compliance Officer for Legal Practice. Emphasise your 5+ years PQE and any specific achievements in compliance roles.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your understanding of the SRA's Standards and Regulations. Discuss how your skills and experiences align with the key accountabilities of the role.
Showcase Relevant Experience: In your application, provide specific examples of how you've ensured compliance in previous roles. Mention any instances where you reported serious breaches or contributed to regulatory adherence.
Proofread Your Application: Before submitting, carefully proofread your application for any grammatical errors or typos. Clear and professional communication is crucial for this role, so ensure your written materials reflect that.
How to prepare for a job interview at ZEDRA Group
✨Know Your Regulations
Familiarise yourself with the SRA's Standards and Regulations. Being able to discuss specific regulations and how they apply to the role will demonstrate your expertise and commitment to compliance.
✨Showcase Your Experience
Prepare to discuss your previous experience as a Compliance Officer for Legal Practice. Highlight specific challenges you faced and how you successfully navigated them, showcasing your problem-solving skills.
✨Communicate Clearly
Strong verbal and written communication skills are crucial for this role. Practice articulating complex compliance issues in a clear and concise manner, as you may need to present these to senior management or the Board.
✨Demonstrate Leadership Qualities
As a COLP, you'll need to lead compliance initiatives. Be ready to discuss how you've previously influenced compliance culture within a team or organisation, and how you can bring that leadership to ZLS.
