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- Tasks: Lead compliance risk management in asset management, ensuring adherence to regulations.
- Company: Join a leading firm dedicated to promoting compliance culture and client advocacy.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and collaboration.
- Why this job: Make a real impact in compliance while working with global teams and innovative projects.
- Qualifications: Experience in asset management compliance and knowledge of U.K. regulations required.
- Other info: Ideal for proactive individuals who thrive in collaborative settings.
The predicted salary is between 72000 - 108000 £ per year.
Are you ready to make a significant impact in the world of asset management compliance? As a Compliance Risk Management Lead, you will play a crucial role in ensuring our business activities adhere to legal and regulatory standards. Join us in promoting a strong compliance culture and advocating for our clients' interests.
As a Compliance - Risk Management Lead - Vice President in the EMEA Compliance Advisory Team, you will support our Asset Management Funds business. You will work closely with the First Line of Defense (1LOD) to seamlessly integrate compliance requirements into daily operations, ensuring that client priorities remain a top focus. Your role will be pivotal in delivering high-quality compliance oversight and fostering excellence within the team.
Job Responsibilities:
- Provide compliance advice to Product Groups, managing or escalating regulatory issues as necessary.
- Collaborate with Product Development on new product creation and launch, attending project meetings and approval processes.
- Coordinate with Portfolio Management teams on regulatory matters, such as instrument eligibility.
- Work with global counterparts in the US and APAC to ensure regional consistency and leverage best practices.
- Deliver periodic compliance training to the first line of defense (1LOD).
- Represent the Compliance function at internal governance committees.
- Participate in project work as required.
Required Qualifications, Capabilities, and Skills:
- Relevant compliance experience within the Asset Management industry.
- Expertise in U.K. regulations relating to UCITS, AIFMD, and NURS funds, across various asset classes.
- Practical understanding of Consumer Duty, Assessment of Value, and Sustainability Disclosure Requirements.
- Strong partnership, technical regulatory, and relationship management skills.
- Excellent communication, problem-solving, and analytical skills.
- High attention to detail and strong writing and presentation abilities.
- Positive attitude and proactive approach.
Preferred Qualifications, Capabilities, and Skills:
- Proven track record of effective collaboration with Investment Professionals, Legal, and Product Development teams.
- Strong and resilient personality, capable of representing the Compliance Function and providing credible challenges.
- Collaborative team player with a "can-do" approach.
Contact Detail:
J.P. Morgan Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory - Asset Management - Vice President
✨Tip Number 1
Network with professionals in the asset management compliance field. Attend industry events, webinars, or local meetups to connect with people who can provide insights into the role and potentially refer you to opportunities at StudySmarter.
✨Tip Number 2
Stay updated on the latest U.K. regulations related to UCITS, AIFMD, and NURS funds. Demonstrating your knowledge of these regulations during conversations can set you apart as a candidate who is proactive and well-informed.
✨Tip Number 3
Prepare to discuss your experience in collaborating with various teams, such as Product Development and Portfolio Management. Highlight specific examples where your compliance advice made a significant impact on project outcomes.
✨Tip Number 4
Showcase your communication and presentation skills by preparing a mock compliance training session. This will not only help you practice but also demonstrate your ability to deliver complex information clearly and effectively during interviews.
We think you need these skills to ace Compliance Advisory - Asset Management - Vice President
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience within the Asset Management industry. Emphasise your expertise in U.K. regulations such as UCITS, AIFMD, and NURS funds, as well as your strong writing and presentation abilities.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and how your skills align with the job responsibilities. Mention your experience in providing compliance advice and collaborating with various teams, showcasing your problem-solving and analytical skills.
Highlight Relevant Qualifications: Clearly outline your qualifications and capabilities that match the job requirements. Include any certifications or training related to compliance and asset management, as well as your understanding of Consumer Duty and Sustainability Disclosure Requirements.
Proofread Your Application: Before submitting, thoroughly proofread your application materials. Check for grammatical errors, clarity, and ensure that all information is accurate. A polished application reflects your attention to detail and professionalism.
How to prepare for a job interview at J.P. Morgan
✨Know Your Regulations
Make sure you have a solid understanding of U.K. regulations related to UCITS, AIFMD, and NURS funds. Be prepared to discuss how these regulations impact asset management and provide examples of how you've navigated compliance issues in the past.
✨Showcase Your Collaboration Skills
Highlight your experience working with various teams, such as Investment Professionals and Product Development. Be ready to share specific examples of successful collaborations and how they contributed to compliance objectives.
✨Demonstrate Problem-Solving Abilities
Prepare to discuss challenging compliance scenarios you've faced and how you resolved them. This will showcase your analytical skills and ability to think critically under pressure, which is crucial for this role.
✨Exhibit Strong Communication Skills
Since you'll be delivering compliance training and representing the Compliance function at governance committees, practice articulating complex regulatory concepts clearly and concisely. This will help demonstrate your ability to engage and inform diverse audiences.
