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- Tasks: Join our team to manage data and ensure compliance in transaction reporting.
- Company: Be part of a leading UK Investment & Wealth Management Organisation.
- Benefits: Enjoy a competitive salary, excellent package, and bonus opportunities.
- Why this job: This role offers a chance to impact operations and work with top professionals.
- Qualifications: Proven experience in operations and transaction reporting is essential.
- Other info: Opportunity to work closely with compliance teams and enhance your regulatory knowledge.
The predicted salary is between 40000 - 84000 £ per year.
Operations Associate – Transaction Reporting Leading UK Investment & Wealth Management Organisation £50,000 – £60,000 + Excellent Package and Bonus This is an excellent opportunity for individuals with proven Operations and Transaction reporting experience gained from within a similar wealth/investment company. Reporting to the Operations Team Lead, you will play a key operational and regulatory role within the operations team. This will include: Maintaining the firm’s Investment Management systems with responsibility for data management, including client data, static data, custodian data, transactions, pricing feeds, currency data and indices data. Subject Matter Expert for Transaction Reporting and Regulatory Reporting within the team. Trade order reconciliations, cash and stock including resolution of exceptions and working with the trading team and custodians to ensure trade confirmation and settlement. Corporate Actions administration Maintenance of compliance registers, including registers for Financial Promotions, UCIS promotion, client categorization and high risk clients Work closely with the compliance team to complete regulatory returns to FCA, SEC and support on AML and reporting issues. Completion of MiFID II transaction reporting and weekly, monthly 3-way reconciliations Produce periodic client reports, and periodic MI reporting from internal and custodian plat…
Senior Operations Executive - Transaction Reporting employer: Oval Recruit
Contact Detail:
Oval Recruit Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Operations Executive - Transaction Reporting
✨Tip Number 1
Familiarize yourself with the specific regulatory frameworks relevant to transaction reporting, such as MiFID II and AML regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and operational excellence.
✨Tip Number 2
Network with professionals in the investment and wealth management sector. Attend industry events or join online forums where you can connect with others who work in operations roles. This can lead to valuable insights and potential referrals.
✨Tip Number 3
Highlight your experience with data management and reconciliation processes in your conversations. Be prepared to discuss specific examples of how you've resolved exceptions and worked with trading teams, as this is crucial for the role.
✨Tip Number 4
Stay updated on the latest trends and technologies in transaction reporting and operations. Being knowledgeable about new tools and systems can set you apart from other candidates and show that you're proactive about your professional development.
We think you need these skills to ace Senior Operations Executive - Transaction Reporting
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in operations and transaction reporting. Use specific examples from your previous roles that demonstrate your expertise in data management and regulatory compliance.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this position. Emphasize your understanding of the investment management industry and how your skills align with the responsibilities mentioned in the job description.
Highlight Relevant Skills: In your application, focus on key skills such as trade order reconciliations, compliance registers maintenance, and your experience with MiFID II transaction reporting. These are crucial for the role and should be prominently featured.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors or typos, as attention to detail is essential in operations roles.
How to prepare for a job interview at Oval Recruit
✨Show Your Expertise in Transaction Reporting
Be prepared to discuss your experience with transaction reporting and regulatory compliance. Highlight specific examples where you've successfully managed data and ensured accuracy in reporting, as this role requires a strong understanding of these processes.
✨Demonstrate Your Problem-Solving Skills
Since the position involves trade order reconciliations and resolving exceptions, share instances where you've tackled complex issues. Explain your thought process and how you collaborated with teams to achieve successful outcomes.
✨Familiarize Yourself with Regulatory Requirements
Research the key regulations relevant to the role, such as MiFID II and AML. Being able to discuss these regulations and their implications on operations will show that you're proactive and knowledgeable about the industry.
✨Prepare Questions for the Interviewers
Think of insightful questions to ask about the company's operations and compliance practices. This not only shows your interest in the role but also helps you gauge if the company aligns with your career goals.
