Compliance Assistant , Financial Services , Bristol
Apply now
Compliance Assistant , Financial Services , Bristol

Compliance Assistant , Financial Services , Bristol

Bristol Full-Time 20000 - 28000 £ / year (est.) No home office possible
Apply now
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At a Glance

  • Tasks: Support compliance tasks, prepare reports, and assist with financial crime management.
  • Company: Join a well-established boutique Investment Management firm in Bristol.
  • Benefits: Competitive salary of £25-32K and opportunities for career growth.
  • Why this job: Perfect for recent graduates eager to kickstart a Compliance career in a dynamic environment.
  • Qualifications: 1-2 years in Financial Services, strong Excel and PowerPoint skills, and a passion for Compliance.
  • Other info: Work independently while collaborating with a supportive team.

The predicted salary is between 20000 - 28000 £ per year.

A well-established boutique Investment Management firm is looking for a Compliance Assistant. This is a great opportunity for someone who is interested in pursuing a career in Compliance.

The Compliance Assistant will work on a range of different tasks required by the Head of Compliance and Assurance Director, including:

  • Supporting the preparation of management and Board Reports
  • Collecting and analysing management information, including for Consumer Duty
  • Supporting the Financial Crime Manager using the new business onboarding system
  • Performing compliance due diligence in respect of third parties
  • Carrying out compliance administrative duties as required

The ideal candidate will have:

  • At least 1-2 years of professional experience working within Financial Services or a related industry
  • A real interest in Compliance and an ambition to build a career in this field
  • Attention to detail and critical thinking
  • Strong organisational skills, able to work on a range of tasks
  • Strong Excel and PowerPoint skills
  • The ability to work independently to manage own tasks and deadlines, as well as collaborate with wider team members

Compliance Assistant , Financial Services , Bristol employer: JJ SEARCH LIMITED

As a well-established boutique Investment Management firm located in Bristol, we pride ourselves on fostering a supportive and dynamic work culture that encourages professional growth and development. Our Compliance Assistant role offers a unique opportunity to gain hands-on experience in the financial services sector, with access to mentorship from industry leaders and a commitment to employee advancement. With competitive salaries and a collaborative environment, we are dedicated to helping our team members thrive while making a meaningful impact in the compliance field.
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Contact Detail:

JJ SEARCH LIMITED Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Assistant , Financial Services , Bristol

✨Tip Number 1

Network with professionals in the financial services sector, especially those working in compliance. Attend industry events or webinars to meet potential colleagues and learn more about the role.

✨Tip Number 2

Familiarise yourself with the latest compliance regulations and trends in the financial services industry. This knowledge will not only help you in interviews but also demonstrate your genuine interest in the field.

✨Tip Number 3

Consider reaching out to current or former employees of the firm for informational interviews. They can provide insights into the company culture and expectations for the Compliance Assistant role.

✨Tip Number 4

Prepare to discuss specific examples of how you've demonstrated attention to detail and critical thinking in your previous roles. Tailoring your experiences to align with the job requirements will make you stand out.

We think you need these skills to ace Compliance Assistant , Financial Services , Bristol

Attention to Detail
Critical Thinking
Organisational Skills
Excel Proficiency
PowerPoint Proficiency
Compliance Knowledge
Analytical Skills
Time Management
Team Collaboration
Communication Skills
Problem-Solving Skills
Understanding of Financial Regulations
Data Collection and Analysis
Administrative Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in Financial Services. Emphasise any roles or projects that demonstrate your interest in Compliance and your ability to manage tasks independently.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for Compliance. Mention specific experiences that relate to the role, such as your attention to detail and critical thinking skills, and explain why you want to build a career in this field.

Highlight Relevant Skills: In your application, be sure to mention your strong Excel and PowerPoint skills. Provide examples of how you've used these tools in previous roles to support your claims.

Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance role.

How to prepare for a job interview at JJ SEARCH LIMITED

✨Show Your Passion for Compliance

Make sure to express your genuine interest in compliance during the interview. Share any relevant experiences or projects that sparked your passion for this field, as it will demonstrate your commitment to building a career in compliance.

✨Highlight Your Attention to Detail

Since the role requires a keen eye for detail, prepare examples from your previous work where your attention to detail made a significant impact. This could be anything from ensuring accuracy in reports to identifying discrepancies in data.

✨Demonstrate Your Organisational Skills

Be ready to discuss how you manage multiple tasks and deadlines effectively. You might want to share specific tools or methods you use to stay organised, as this is crucial for the Compliance Assistant role.

✨Prepare for Technical Questions

Brush up on your Excel and PowerPoint skills, as these are essential for the role. Be prepared to answer questions about how you've used these tools in past roles, and consider bringing examples of reports or presentations you've created.

Compliance Assistant , Financial Services , Bristol
JJ SEARCH LIMITED
Apply now
J
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