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- Tasks: Develop compliance documentation and ensure regulatory adherence across various markets.
- Company: Join a leading firm in investment management focused on alternative investments.
- Benefits: Enjoy competitive pay, professional growth opportunities, and a collaborative work environment.
- Why this job: Be part of a dynamic team that balances commercial goals with regulatory standards.
- Qualifications: Significant experience in compliance, especially in investment management and UK regulations.
- Other info: Ideal for those passionate about maintaining high regulatory standards in finance.
The predicted salary is between 43200 - 72000 £ per year.
Responsibilities:
- Develop compliance documentation and procedures
- Work on distribution compliance across various markets and ensure regulatory adherence for product development and management
- Work collaboratively with business teams to achieve commercial goals while maintaining regulatory standards
Requirements:
- Significant experience in compliance in investment management, with experience of alternative investments, liquid alternatives, hedge fund products, and private markets products
- Strong knowledge of UK regulatory environment (FCA) and Luxembourg regulatory requirements (CSSF), including UCITS and AIF regulations
- Strong relationship management capabilities
Contact Detail:
eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Specialist - eFinancialCareers
✨Tip Number 1
Familiarise yourself with the latest UK regulatory updates from the FCA and Luxembourg's CSSF. Being well-versed in current regulations will not only boost your confidence but also demonstrate your commitment to compliance during discussions.
✨Tip Number 2
Network with professionals in the investment management sector, especially those who have experience with alternative investments. Attend industry events or webinars to build relationships that could lead to valuable insights and potential referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlighting your problem-solving skills and ability to work collaboratively with business teams will set you apart.
✨Tip Number 4
Research StudySmarter’s approach to compliance and regulatory standards. Understanding our values and how we operate can help you tailor your conversations and show that you're genuinely interested in being part of our team.
We think you need these skills to ace Senior Compliance Specialist - eFinancialCareers
Some tips for your application 🫡
Understand the Role: Take time to thoroughly read the job description for the Senior Compliance Specialist position. Understand the key responsibilities and requirements, especially focusing on compliance documentation, regulatory adherence, and relationship management.
Tailor Your CV: Make sure your CV highlights relevant experience in compliance within investment management. Emphasise your knowledge of UK and Luxembourg regulatory environments, as well as any specific experience with alternative investments and hedge fund products.
Craft a Compelling Cover Letter: Write a cover letter that directly addresses how your skills and experiences align with the job requirements. Mention your significant experience in compliance and your ability to work collaboratively with business teams while maintaining regulatory standards.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at eFinancialCareers
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of the UK regulatory environment, particularly FCA regulations, as well as Luxembourg's CSSF requirements. Be prepared to discuss specific compliance frameworks and how they apply to alternative investments and hedge fund products.
✨Demonstrate Relationship Management Skills
Since strong relationship management capabilities are crucial for this role, come ready with examples of how you've successfully collaborated with business teams in the past. Discuss how you balanced commercial goals with regulatory standards to achieve successful outcomes.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex regulatory challenges and be ready to explain your thought process and the actions you took.
✨Research the Company’s Compliance Culture
Before the interview, take some time to research the company's approach to compliance and their recent initiatives. This will not only show your interest in the role but also help you tailor your responses to align with their values and practices.
