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- Tasks: Help financial clients navigate regulations and stay updated on compliance requirements.
- Company: Join a leading consultancy that supports firms across the UK, US, and Europe.
- Benefits: Enjoy a competitive salary, excellent benefits, and full remote work flexibility.
- Why this job: Make an impact in the financial sector while working with top-tier clients and regulations.
- Qualifications: Experience with financial regulations and reporting for investment firms is essential.
- Other info: Work remotely with just one day per quarter in London.
The predicted salary is between 48000 - 64000 £ per year.
£80,000 per annum (pro-rated for part time) Excellent benefits Full remote working (one day per quarter in London) Our client is on the hunt for a Compliance Consultant to assist financial sector clients understand their regulatory obligations, to research and write updates on new compliance requirements, and to ensure their team of regulatory reporters are on top of current rules. Knowledge and experience of working with financial regulations is required, and since the client assists firms in UK, US & Europe any exposure to those jurisdictions will be beneficial. Must have experience in regulatory reporting requirements for investment firms such as AIFMD, IFPR in UK/ Europe and/ or US SEC reporting. CLIENT CONSULTANCY Candidates must be confident discussing regulatory compliance issues with fund manager and fund service provider clients, as well as addressing queries they may raise by phone or email. Relevant regulators include but are not limited to the UK FCA, Central Bank of Ireland, Luxembourg CSSF, and United States SEC & NFA. REGULATORY RESEARCH This part of the role will involve researching new financial regulatory requirements in order to assist in the development and delivery of regulatory reporting services. In addition candidates will be required to write occasional regulatory updates for use in traini…
Financial Regulatory Compliance Consultant employer: Bucks & Berks Recruitment PLC Careers
Contact Detail:
Bucks & Berks Recruitment PLC Careers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Regulatory Compliance Consultant
✨Tip Number 1
Familiarize yourself with the latest financial regulations, especially those related to AIFMD, IFPR, and SEC reporting. This knowledge will not only help you in discussions but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the financial compliance sector. Engaging with others who work with regulators like the FCA or SEC can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare for client interactions by practicing how to clearly explain complex regulatory issues. Being able to communicate effectively with fund managers and service providers is crucial for this role.
✨Tip Number 4
Stay informed about recent changes in financial regulations across the UK, US, and Europe. This will not only aid in your research but also position you as a knowledgeable candidate during interviews.
We think you need these skills to ace Financial Regulatory Compliance Consultant
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Financial Regulatory Compliance Consultant. Familiarize yourself with the key regulations mentioned in the job description, such as AIFMD and IFPR, to demonstrate your knowledge.
Tailor Your CV: Highlight your relevant experience in regulatory compliance, especially any work with financial regulations in the UK, US, or Europe. Be specific about your roles and achievements related to regulatory reporting and client consultancy.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and explain how your background aligns with the requirements. Mention your experience in discussing compliance issues with clients and your ability to conduct regulatory research.
Showcase Communication Skills: Since the role involves addressing queries from clients, emphasize your communication skills in both your CV and cover letter. Provide examples of how you've successfully communicated complex regulatory information to clients in the past.
How to prepare for a job interview at Bucks & Berks Recruitment PLC Careers
✨Show Your Regulatory Knowledge
Make sure to brush up on the latest financial regulations, especially those related to AIFMD, IFPR, and SEC reporting. Being able to discuss these topics confidently will demonstrate your expertise and readiness for the role.
✨Prepare for Client Interactions
Since the role involves discussing compliance issues with clients, practice articulating complex regulatory concepts in a clear and concise manner. Think of potential questions clients might ask and prepare your responses.
✨Highlight Relevant Experience
Be ready to share specific examples from your past work that showcase your experience with regulatory reporting and compliance. This could include projects you've worked on or challenges you've overcome in previous roles.
✨Research the Client's Needs
Understand the specific regulatory landscape of the UK, US, and Europe as it pertains to the client. Tailoring your discussion to their needs will show that you are proactive and genuinely interested in helping them succeed.
