Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead regulatory compliance for M&A and corporate finance in the UK and EU.
- Company: Join a dynamic consulting firm focused on M&A and corporate finance solutions.
- Benefits: Enjoy flexible working options and opportunities for professional growth.
- Why this job: Make a real impact by ensuring compliance while working with top-tier clients.
- Qualifications: Fluent in German and English, with experience in regulatory compliance and consulting.
- Other info: Ideal for those returning to work or seeking to advance their compliance career.
The predicted salary is between 48000 - 72000 £ per year.
Location: London or Frankfurt
Languages: German and English, other European languages a plus
Key Responsibilities:
- Oversee regulatory compliance in the UK, EU and other EMEA territories by applying hands-on practical approach
- Provide pragmatic, hands-on compliance solutions that align with business objectives while mitigating regulatory risks
- Ensure full compliance with German (BaFin), EU, and UK (FCA) financial regulations related to corporate finance and M&A activities
- Work with the team on obtaining BaFin license in Germany and passporting across the EU where applicable
- Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements
- Maintain ongoing compliance monitoring programs and prepare regulatory filings
Skills & Experience Required:
- Familiarity with consulting businesses specialising in M&A and corporate finance
- In-depth knowledge of BaFin regulations, EU regulatory frameworks, and UK FCA rules for financial services
- Ability to interpret complex regulations in a practical, business-friendly manner
- Experience advising senior management on compliance risks
- Open to candidates returning to the workforce, particularly those with previous BaFin/FCA regulatory compliance experience
- Great interpersonal skills to deliver results-oriented regulatory compliance
- Fluent in German and English – must be able to engage with regulators and clients in both languages
Preferred Qualifications:
- Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm
- Legal or financial background (Law, Economics, Finance, or equivalent qualification)
- Professional certifications (e.g., CAMS, ICA, CFA, or equivalent compliance qualifications)
Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance) employer: ECB STAR Group
Contact Detail:
ECB STAR Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
✨Tip Number 1
Network with professionals in the consulting and compliance sectors. Attend industry events or webinars where you can meet people who work in M&A and corporate finance, as they might provide insights or even referrals for the role.
✨Tip Number 2
Familiarise yourself with the latest regulatory changes in the UK, EU, and Germany. Being up-to-date will not only help you in interviews but also demonstrate your commitment to the field and your proactive approach to compliance.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've successfully navigated compliance challenges. Use specific examples that highlight your problem-solving skills and ability to align compliance with business objectives.
✨Tip Number 4
Showcase your bilingual proficiency in German and English during networking opportunities. Being able to communicate effectively in both languages is a significant asset, especially when engaging with regulators and clients.
We think you need these skills to ace Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory compliance, particularly in M&A and corporate finance. Use specific examples that demonstrate your understanding of BaFin, FCA, and EU regulations.
Craft a Compelling Cover Letter: Write a cover letter that showcases your bilingual proficiency in German and English. Emphasise your consulting experience and how it aligns with the responsibilities of the role, particularly your ability to provide practical compliance solutions.
Highlight Relevant Skills: In your application, clearly outline your skills related to risk and compliance management, regulatory oversight, and your operational experience. Mention any professional certifications you hold that are relevant to the position.
Proofread Your Application: Before submitting, thoroughly proofread your application for any errors or inconsistencies. Ensure that your language is clear and professional, reflecting your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at ECB STAR Group
✨Showcase Your Regulatory Knowledge
Make sure to brush up on your knowledge of BaFin, FCA, and EU regulations. Be prepared to discuss how these regulations impact corporate finance and M&A activities, as this will demonstrate your expertise and understanding of the role.
✨Prepare Real-World Examples
Think of specific instances where you've successfully navigated regulatory compliance challenges in previous roles. Sharing these experiences will help illustrate your hands-on approach and problem-solving skills, which are crucial for this position.
✨Demonstrate Your Interpersonal Skills
Since the role requires great interpersonal skills, be ready to discuss how you've effectively communicated with regulators and clients in both German and English. Highlight any experiences where you’ve built strong relationships or resolved conflicts.
✨Ask Insightful Questions
Prepare thoughtful questions about the consulting firm's approach to compliance and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the company aligns with your career goals.
