Compliance Advisory Contractor

We are looking for a compliance advisory professional who can:

• Contribute to the drafting of initial policy and procedure documentation based upon FCA rules & guidance.
• Help to map regulatory obligations to existing and new policy provisions, ensuring comprehensive coverage.
• Provide support in offering compliance advice to the business on key regulatory matters relevant to the investments, platform, and wealth management sector, under the guidance of senior team members.
• Act as an initial point of contact for basic compliance-related queries from the business, escalating more complex issues as needed.
• Assist in the review and assessment of compliance reports and regulatory deliverables, providing administrative and analytical support.
• Support the maintenance and updating of compliance policies and procedures by assisting with documentation and research.
• Monitor regulatory developments and assist senior team members in the initial assessment of their potential impact on the firm.
• Provide support on ad hoc compliance projects as directed by senior team members.
• Contribute to strengthening the firm’s compliance culture by adhering to best practices and supporting awareness initiatives.