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- Tasks: Support compliance with regulations and advise on lending practices.
- Company: Eximius Finance is a leading firm in regulated lending, focused on consumer finance.
- Benefits: Enjoy flexible working options and a dynamic work environment.
- Why this job: Join a team that values regulatory expertise and offers impactful work in finance.
- Qualifications: Experience in compliance advisory and strong knowledge of FCA regulations required.
- Other info: Ideal for those passionate about navigating the complexities of financial regulations.
The predicted salary is between 36000 - 60000 £ per year.
Candidates should have the following skills and experience:
- A number of years’ compliance advisory experience, ideally with a background in regulated lending.
- Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC, Consumer Duty + PRA BTL lending regulation and experience of providing advice on these regulations to a regulated firm.
- Sound knowledge of retail lending products for consumers, with experience working with lending to private banking clients welcomed.
- Ability to think clearly and apply technical regulatory knowledge to commercial demands of business.
- Adept at tracking changes in the market, products, legislation and regulation relevant to the business areas and communicating them out in a digestible manner.
- Ability to read and interpret relevant changes in legislation with reference to Private Client’s lending activities.
- Ability to effectively help co-ordinate the introduction of operational and regulatory changes to the business via advisory activities always from a 2nd line perspective.
Compliance Specialist - Eximius Finance employer: Eximius Finance
Contact Detail:
Eximius Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist - Eximius Finance
✨Tip Number 1
Network with professionals in the compliance and finance sectors. Attend industry events or webinars where you can meet people who work in regulated lending. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Stay updated on the latest FCA regulations and changes in consumer duty. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you're well-informed, which will demonstrate your commitment and knowledge during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've applied your compliance knowledge in previous roles. Think about situations where you successfully navigated regulatory challenges or implemented changes that benefited your organisation.
✨Tip Number 4
Familiarise yourself with Eximius Finance's business model and their approach to compliance. Understanding their specific needs and challenges will allow you to tailor your discussions and show how you can add value to their team.
We think you need these skills to ace Compliance Specialist - Eximius Finance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance advisory experience, particularly in regulated lending. Emphasise your knowledge of FCA regulations and any relevant experience with MCOB, CONC, and Consumer Duty.
Craft a Strong Cover Letter: In your cover letter, explain how your background aligns with the requirements of the Compliance Specialist role. Mention specific examples of how you've applied your regulatory knowledge to meet business demands.
Showcase Relevant Skills: Clearly outline your ability to track changes in legislation and communicate them effectively. Provide examples of how you've interpreted regulatory changes and their impact on lending activities.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Eximius Finance
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of FCA regulations, especially MCOB, CONC, and Consumer Duty. Be prepared to discuss how you've applied this knowledge in previous roles, as it will demonstrate your expertise and relevance to the position.
✨Demonstrate Your Advisory Skills
Prepare examples of how you've provided compliance advice to regulated firms. This could include specific challenges you faced and how you navigated them, showcasing your ability to think clearly under pressure and apply technical knowledge to real-world scenarios.
✨Stay Updated on Regulatory Changes
Research recent changes in legislation and market trends related to lending. Being able to discuss these changes and their implications for the business will show that you're proactive and well-informed, which is crucial for a Compliance Specialist.
✨Communicate Clearly and Effectively
Practice explaining complex regulatory concepts in simple terms. During the interview, aim to communicate your thoughts clearly, as this will reflect your ability to convey important information to stakeholders in a digestible manner.
