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- Tasks: As a Compliance Specialist, you'll ensure our lending practices meet regulatory standards and provide expert advice.
- Company: Eximius Finance is a leading firm in regulated lending, committed to compliance and customer satisfaction.
- Benefits: Enjoy flexible working options, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team where your expertise shapes compliance strategies and impacts the financial landscape.
- Qualifications: Experience in compliance advisory, strong knowledge of FCA regulations, and a background in retail lending are essential.
- Other info: Ideal for those passionate about finance and eager to make a difference in a regulated environment.
The predicted salary is between 36000 - 60000 £ per year.
Candidates should have the following skills and experience:
- A number of years’ compliance advisory experience, ideally with a background in regulated lending.
- Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC, Consumer Duty + PRA BTL lending regulation and experience of providing advice on these regulations to a regulated firm.
- Sound knowledge of retail lending products for consumers, with experience working with lending to private banking clients welcomed.
- Ability to think clearly and apply technical regulatory knowledge to commercial demands of business.
- Adept at tracking changes in the market, products, legislation and regulation relevant to the business areas and communicating them out in a digestible manner.
- Ability to read and interpret relevant changes in legislation with reference to Private Client’s lending activities.
- Ability to effectively help co-ordinate the introduction of operational and regulatory changes to the business via advisory activities always from a 2nd line perspective.
Contact Detail:
Eximius Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist - Eximius Finance
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, especially MCOB and CONC. Being able to discuss recent changes and their implications during your interview will show your expertise and commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who have experience in regulated lending. Engaging in conversations about industry trends can provide you with insights that may come in handy during interviews.
✨Tip Number 3
Prepare to demonstrate your ability to translate complex regulatory information into practical advice. Think of examples from your past experience where you've successfully communicated regulatory changes to non-compliance staff.
✨Tip Number 4
Stay updated on market trends and consumer lending products. Showing that you understand the commercial side of compliance will set you apart as a candidate who can balance regulatory requirements with business needs.
We think you need these skills to ace Compliance Specialist - Eximius Finance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance advisory experience, particularly in regulated lending. Emphasise your knowledge of FCA regulations and any relevant experience with MCOB, CONC, and Consumer Duty.
Craft a Strong Cover Letter: In your cover letter, explain how your background aligns with the requirements of the Compliance Specialist role. Mention specific examples of how you've applied regulatory knowledge to meet business demands.
Showcase Relevant Skills: Clearly outline your ability to track changes in legislation and communicate them effectively. Provide examples of how you've interpreted regulatory changes and their impact on lending activities.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Eximius Finance
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of FCA regulations, especially MCOB, CONC, and Consumer Duty. Be prepared to discuss how you've applied this knowledge in previous roles, as it will demonstrate your expertise and relevance to the position.
✨Demonstrate Your Advisory Skills
Prepare examples of how you've provided compliance advice to regulated firms. This could include specific scenarios where your guidance helped navigate complex regulatory landscapes, showcasing your ability to think clearly under pressure.
✨Stay Updated on Market Changes
Research recent changes in legislation and market trends related to retail lending products. Being able to discuss these changes and their implications during the interview will show that you are proactive and well-informed.
✨Communicate Clearly and Effectively
Practice explaining complex regulatory concepts in a simple and digestible manner. This skill is crucial for a Compliance Specialist, as you'll need to communicate changes and advice to various stakeholders within the business.
