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- Tasks: Lead compliance monitoring activities and improve first line operations.
- Company: Join a dynamic Financial Services client in Edinburgh.
- Benefits: Enjoy a permanent position with opportunities for professional growth.
- Why this job: Make a real impact on compliance standards and processes in a supportive environment.
- Qualifications: Experience in compliance roles within Financial Services is essential.
- Other info: Strong communication skills and knowledge of FCA regulations are key.
The predicted salary is between 43200 - 72000 £ per year.
Compliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager: -Provide oversight of first line activities from a second line perspective by carrying out monitoring activities driving actions to make improvements -Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting -Assist in annual compliance reviews and risk assessments -Provide compliance advice to the business around compliance monitoring, compliance standards and processes Background of the Compliance Monitoring Manager: -Experience working in a compliance role within Financial Services -Strong exposure to completing compliance monitoring reviews -Knowledge of the FCA handbook and the financial services regulatory framework -Strong communication and stakeholder management skills ‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about how we use information we collect about you’. …
Compliance Monitoring Manager employer: Meraki Talent Limited
Contact Detail:
Meraki Talent Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Manager
✨Tip Number 1
Familiarize yourself with the FCA handbook and the financial services regulatory framework. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in financial services. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance monitoring reviews you've conducted in the past. Highlighting your hands-on experience will showcase your capability to handle the responsibilities of the role effectively.
✨Tip Number 4
Demonstrate your strong communication and stakeholder management skills during the interview process. Be ready to share examples of how you've successfully collaborated with different teams to drive compliance improvements.
We think you need these skills to ace Compliance Monitoring Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Monitoring Manager position. Understand the key responsibilities and required skills, such as experience in compliance roles within Financial Services and knowledge of the FCA handbook.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance monitoring and any specific achievements that demonstrate your ability to oversee compliance activities. Use keywords from the job description to make your application stand out.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the Compliance Monitoring Manager role. Discuss your experience with compliance reviews and your understanding of the financial services regulatory framework.
Highlight Communication Skills: Since strong communication and stakeholder management skills are essential for this role, provide examples in your application that showcase your ability to effectively communicate compliance standards and processes to various stakeholders.
How to prepare for a job interview at Meraki Talent Limited
✨Know the Regulatory Framework
Make sure you have a solid understanding of the FCA handbook and the financial services regulatory framework. Be prepared to discuss how your knowledge can help the company maintain compliance.
✨Demonstrate Your Monitoring Experience
Highlight your previous experience in conducting compliance monitoring reviews. Share specific examples of how you've driven improvements through your oversight and monitoring activities.
✨Prepare for Stakeholder Management Questions
Since strong communication and stakeholder management skills are crucial for this role, think of examples where you've successfully managed relationships with various stakeholders. Be ready to discuss your approach and any challenges you faced.
✨Designing Compliance Plans
Be prepared to talk about your experience in designing compliance monitoring plans. Discuss how you approach scoping, fieldwork, documentation, and reporting, and be ready to share any innovative strategies you've implemented.
