Head of Policy & Advisory - Group Compliance and Conduct
Head of Policy & Advisory - Group Compliance and Conduct

Head of Policy & Advisory - Group Compliance and Conduct

Norwich Full-Time 80000 - 120000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance and conduct initiatives, develop policies, and provide strategic advice.
  • Company: Aviva is a dynamic financial services organisation focused on regulatory compliance and innovative technologies.
  • Benefits: Enjoy a competitive salary, bonus opportunities, generous pension, and flexible working options.
  • Why this job: Join a forward-thinking team that values data-driven insights and fosters great customer outcomes.
  • Qualifications: Experience in compliance leadership, strong communication skills, and a passion for data and technology.
  • Other info: Inclusive workplace with flexible hours and support for all backgrounds; apply even if you don't meet every requirement.

The predicted salary is between 80000 - 120000 £ per year.

This is a great job for someone who is an experienced financial services professional with a strong background in regulatory compliance and conduct. Are you someone who excels in building relationships and collaborating with senior stakeholders? Do you love to develop policies and standards that drive strategic objectives and ensure regulatory compliance? Are you excited about the opportunities available through the adoption of data led ways of working and new technologies?

A bit about the job: This role exists to support the Group Compliance and Conduct Director by partnering with Aviva’s Group Functions, providing strategic, pragmatic regulatory compliance and conduct advice to support the achievement of their objectives. Advisory related responsibilities include collaborating with Markets on high-impact regulatory activities and providing broader risk partnering services to certain group functions. You will ensure relevant Group Policies, Frameworks and Business Standards are thought leading, underpinned by an appropriate, risk based, control environment. Developing and providing training on Compliance and Conduct topics, frameworks and standards is another core component of the role. As a dynamic, data-rich organisation, which is embracing use of new technologies including Gen AI, keeping up to date with developments, and supporting the adoption of data-led work approaches underpinned by new technologies is critical to the success of the role. You will constructively support the delivery of great customer outcomes through all activities and deliverables, enabling great service and experiences and customer’s pursuit of their financial objectives.

Skills and experience we’re looking for:

  • Direct experience leading Conduct and Compliance teams with a proven track record in developing and embedding policies, standards, and frameworks, and partnering with first line businesses and group functions.
  • Strong communication skills with a flexible influencing style and excellent relationship building and collaboration skills.
  • Strong programme and project management skills.
  • Proven ability to produce meaningful, insightful reports for senior stakeholders.
  • Curious, experienced in and a strong appetite for working with data and to generate new insights and with new technologies to facilitate more effective ways of working.

Join us at Aviva and help us to meet our ambition for the risk function to be a valuable, valued and trusted contributor across the organisation!

What you’ll get for this role:

  • National Salary Circa £100,000, London Salary Circa £120,000 (depending on location, skills, experience, and qualifications)
  • Bonus opportunity – 25% of annual salary Actual amount depends on your performance and Aviva’s.
  • Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in.
  • 29 days holiday plus bank holidays, and you can choose to buy or sell up to 5 days
  • Make your money go further - Up to 40% discount on Aviva products, and other retailer discounts
  • Up to £1,200 of free Aviva shares per year through our Matching Share Plan and share in the success of Aviva with our Save As You Earn scheme
  • Brilliantly supportive policies including parental and carer’s leave
  • Flexible benefits to suit you, including sustainability options such as cycle to work
  • Make a difference, be part of our Aviva Communities and use your 3 paid volunteering days to help others
  • We take your wellbeing seriously with lots of support and tools

Aviva is for everyone: We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares. We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues. We interview every disabled applicant who meets the minimum criteria for the job. Once you’ve applied, please send us an email stating that you have a disclosed disability, and we’ll interview you. We’d love it if you could submit your application online. If you require an alternative method of applying, please give Tawana Chin a call on 07789 624461 or send an email to tawana.chin@aviva.com.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Other

Industries: Insurance and Financial Services

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Contact Detail:

Aviva plc Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Head of Policy & Advisory - Group Compliance and Conduct

✨Tip Number 1

Familiarise yourself with the latest regulatory compliance trends and technologies, especially in financial services. This will not only help you understand the role better but also demonstrate your proactive approach during discussions.

✨Tip Number 2

Network with professionals in the compliance and conduct space. Attend industry events or webinars to connect with potential colleagues and stakeholders, which can give you insights into the company culture and expectations.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully developed and implemented policies in previous roles. Highlight your experience in collaborating with senior stakeholders to show that you can effectively partner with various functions.

✨Tip Number 4

Showcase your data-driven mindset by being ready to discuss how you've used data to inform decision-making in compliance roles. This aligns with Aviva's focus on adopting data-led approaches and new technologies.

We think you need these skills to ace Head of Policy & Advisory - Group Compliance and Conduct

Regulatory Compliance Expertise
Policy Development
Stakeholder Engagement
Relationship Building
Project Management
Data Analysis
Risk Management
Training and Development
Communication Skills
Influencing Skills
Strategic Thinking
Adaptability to New Technologies
Insight Generation
Collaboration Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance and conduct. Use specific examples that demonstrate your ability to develop policies and standards, as well as your success in building relationships with senior stakeholders.

Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and how your background aligns with Aviva's objectives. Mention your experience with data-led approaches and new technologies, as these are key aspects of the position.

Showcase Relevant Skills: Emphasise your strong communication and project management skills. Provide examples of how you've produced insightful reports for senior stakeholders and how you've collaborated with various teams to achieve compliance goals.

Highlight Continuous Learning: Mention any recent training or certifications related to compliance and conduct. This shows your commitment to staying updated with industry developments and your eagerness to adopt new technologies in your work.

How to prepare for a job interview at Aviva plc

✨Showcase Your Regulatory Expertise

Make sure to highlight your experience in regulatory compliance and conduct during the interview. Be prepared to discuss specific policies or frameworks you have developed and how they contributed to achieving strategic objectives.

✨Demonstrate Relationship-Building Skills

Since this role involves collaborating with senior stakeholders, share examples of how you've successfully built relationships in previous roles. Use anecdotes that illustrate your influencing style and ability to work effectively with diverse teams.

✨Prepare for Data-Driven Discussions

Given the emphasis on data-led approaches, be ready to discuss your experience with data analysis and how it has informed your decision-making. Consider bringing examples of insights you've generated from data and how they impacted compliance strategies.

✨Exhibit Strong Communication Skills

Effective communication is key in this role. Practice articulating complex compliance concepts in a clear and concise manner. You might also want to prepare a brief presentation or report that showcases your ability to produce meaningful insights for senior stakeholders.

Head of Policy & Advisory - Group Compliance and Conduct
Aviva plc
Location: Norwich

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