Funds Regulatory Associate

Funds Regulatory Associate

London Full-Time No home office possible
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Join a Leading Global Law Firm: Non-Contentious Financial Services Regulatory Lawyer (2-4 PQE)

A Prestigious US law firm renowned for its global influence and innovative culture are looking for a Non-Contentious Financial Services Regulatory Lawyer to join the team. This is a unique chance to join the London office, the one of the firm\’s largest and a pivotal hub for international operations. Here, you will be part of a dynamic team that thrives on collaboration and forward-thinking leadership.

You will be working in a small team with a leading partner in Financial Service Regulatory work, giving you unparalleled exposure to cutting-edge work. You will benefit from client contact and direct mentorship from the partner which will really elevate your career.

This role is ideal for a self-starter with a passion for financial regulatory matters relevant to the investment management and funds industry.

Key Responsibilities:

  1. Advise on the U.K. and EU financial services regulatory framework, including FSMA 2000, FCA Handbook, MiFID II, and AIFMD.
  2. Provide practical and commercial guidance on complex regulatory issues, often on a cross-border basis.
  3. Work closely with senior management and compliance teams on regulatory actions, perimeter guidance, authorization applications, and more.
  4. Collaborate with colleagues in the U.S. and Asia to deliver integrated legal services focused on securities laws, compliance, and regulation.

Skills & Experience Required:

  1. Prior experience in non-contentious financial regulatory matters, particularly within investment management and funds.
  2. Detailed knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD.
  3. Superior written and oral communication skills.
  4. Excellent academic credentials.

Additional Information: This non-contentious financial services regulatory practice is highly regarded for advising institutional and alternative investment managers on all aspects of the U.K. and EU regulatory framework. The team has taken a leading role in advising the financial services industry on the impact of EU legislation, including AIFMD, MiFID II, MAR, and more.

Join a team that provides comprehensive guidance on regulatory issues, helping clients navigate the complexities of financial services business in the U.K. and the European Economic Area (EEA). This role offers a unique blend of professional development, client engagement, and the chance to contribute to a dynamic and diverse team.

BCL Legal is an equal opportunities employer.

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Contact Detail:

BCL Private Practice Recruiting Team

Funds Regulatory Associate
BCL Private Practice
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