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For Companies At a Glance
- Tasks: Support regulatory compliance for diverse clients, manage projects, and conduct market research.
- Company: Join a global leader in financial services risk and regulatory advisory.
- Benefits: Enjoy opportunities for professional growth, networking, and engaging in impactful projects.
- Why this job: Be part of a dynamic team shaping the future of financial compliance and risk management.
- Qualifications: Experience in regulatory consulting, strong analytical skills, and excellent communication abilities required.
- Other info: Ideal for ambitious individuals eager to learn and grow in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
About the Role: This role offers an exciting opportunity to contribute to the development of a growing Financial Services regulatory compliance practice. You will support the delivery of specialist regulatory advisory services to a diverse range of clients in the UK and internationally. As a Regulatory Consultant, you will assist the Financial Services Regulatory team in business development initiatives and client engagements, ensuring services are delivered in line with established methodologies and risk management objectives.
Key Responsibilities:
- Managing the client engagement lifecycle effectively.
- Assisting with the preparation of tender documents and proposals to secure new business.
- Supporting market research, new proposition design, go-to-market strategies, and thought leadership to strengthen the brand.
- Conducting regulatory horizon scanning to stay ahead of industry changes.
- Aiding engagement managers with the day-to-day delivery of client engagement activities.
- Acting as an ambassador for the firm and building a strong network within the industry.
About the Company and Department: The firm is a global professional services provider with a strong presence in financial services risk and regulatory advisory. Its Risk Assurance team offers a range of services, including assurance reviews, outsourced internal audits, due diligence, compliance reviews, and staff augmentation. The firm also conducts regulatory reviews on behalf of financial regulators. The Financial Services Risk and Regulation team specializes in providing expert regulatory advice to financial services firms, supporting them in achieving compliance and effectively managing risk in line with evolving regulatory requirements. The client base is diverse, ranging from emerging challenger firms to well-established financial institutions, both in the UK and globally.
Key Areas of Focus:
- Conduct risk
- Financial crime compliance
- Payment services regulations
- Governance, including SM&CR and effectiveness reviews
- Compliance monitoring
- Regulatory due diligence
- Training delivery
- Target Operating Model design
- Regulatory gap analysis
Responsibilities in Business Development: You will play an active role in:
- Supporting business development activities
- Developing service propositions and contributing to tender responses
- Assisting with tender/pitch presentations
- Creating materials for seminars and industry events on key regulatory topics
Responsibilities in Client Delivery: You will be responsible for delivering high-quality client work, including:
- Managing client projects and engagements
- Engaging with stakeholders and building strong client relationships
- Conducting structured document reviews and gap analyses against regulatory requirements
- Leading client interviews and process walk-throughs
- Developing solutions, drafting reports, and providing actionable recommendations
- Conducting quality assurance reviews of client work
- Ensuring work meets professional and regulatory standards
About You – The Ideal Candidate: We are looking for a driven and ambitious professional who is eager to contribute to the growth of the regulatory practice. The ideal candidate will have:
- Prior experience of working in a regulatory consulting business (essential).
- A proactive and adaptable approach in a fast-paced environment
- Strong attention to detail and analytical thinking
- A willingness to learn and expand their regulatory knowledge
- Excellent written and verbal communication skills
- Problem-solving abilities and a pragmatic mindset
- Strong organizational skills and the ability to manage multiple projects
- Experience in a client-facing role with strong relationship management skills
- Familiarity with business development processes, including tenders and proposition design
- A solid understanding of the financial services sector and regulatory landscape
This is a fantastic opportunity for someone seeking to advance their career in regulatory compliance within a dynamic and growing team.
Regulatory Consultant – Financial Services Compliance employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Consultant – Financial Services Compliance
✨Tip Number 1
Network actively within the financial services sector. Attend industry events, webinars, and conferences to meet professionals in regulatory compliance. Building relationships can lead to referrals and insights about job openings.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in financial services. Subscribe to relevant newsletters, follow industry leaders on social media, and engage in discussions to demonstrate your knowledge during interviews.
✨Tip Number 3
Prepare for client engagement scenarios by practising your communication and relationship management skills. Role-play with a friend or mentor to simulate client interactions, which will help you feel more confident in real situations.
✨Tip Number 4
Familiarise yourself with the firm's previous projects and case studies. Understanding their approach and methodologies will allow you to tailor your discussions and show how you can contribute to their ongoing success.
We think you need these skills to ace Regulatory Consultant – Financial Services Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory consulting and financial services compliance. Use keywords from the job description to demonstrate your fit for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for regulatory compliance and your understanding of the financial services sector. Mention specific experiences that align with the responsibilities outlined in the job description.
Showcase Your Skills: Emphasise your analytical thinking, attention to detail, and problem-solving abilities in your application. Provide examples of how you've successfully managed client engagements or contributed to business development in previous roles.
Research the Company: Familiarise yourself with the firm's services and recent developments in the financial services regulatory landscape. This knowledge will help you tailor your application and prepare for potential interviews.
How to prepare for a job interview at Compliance Professionals
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest regulatory changes in the financial services sector. Being able to discuss recent developments and how they impact clients will demonstrate your expertise and commitment to staying informed.
✨Prepare for Client Engagement Scenarios
Think of examples from your past experiences where you successfully managed client relationships or projects. Be ready to discuss how you handled challenges and delivered high-quality work, as this role heavily focuses on client delivery.
✨Demonstrate Business Development Acumen
Familiarise yourself with the business development processes relevant to regulatory consulting. Prepare to discuss how you can contribute to tender responses and pitch presentations, showcasing your understanding of the firm's goals.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s approach to regulatory compliance and their client engagement strategies. This shows your genuine interest in the role and helps you assess if the company aligns with your career aspirations.
