Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor global trading regulations and assess their impact on trading activities.
- Company: Eximius Finance is a leading firm in commodity trading and financial services.
- Benefits: Enjoy flexible working options and a dynamic corporate culture.
- Why this job: Join a team that shapes the future of trading compliance and makes a real impact.
- Qualifications: Knowledge of global trading regulations and experience in commodities trading is essential.
- Other info: Ideal for self-motivated individuals eager to excel in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
The ideal candidate disposes of:
- Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
- Monitor industry practice with respect to global financial regulation.
- Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
- Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
- Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
- Matters related to regulatory trade reporting and other post-trade risk management requirements.
- Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
- Monitor internal and external Compliance incidents/events and escalate to the Head of Market Regulation.
Skills:
- Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
- Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
- Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
- To collaborate and partner with business stakeholders, other compliance team members and other functions.
- Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.
Regulatory Compliance Officer, Commodity Trading - Eximius Finance employer: Eximius Finance
Contact Detail:
Eximius Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Officer, Commodity Trading - Eximius Finance
✨Tip Number 1
Familiarise yourself with the key regulations mentioned in the job description, such as REMIT, MiFID II, and Dodd-Frank. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to staying updated on industry standards.
✨Tip Number 2
Network with professionals in the commodity trading and regulatory compliance sectors. Attend industry events or webinars to connect with potential colleagues and learn about current trends and challenges in the field.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled regulatory compliance issues in the past. Be ready to explain your thought process and the outcomes of your actions, as this will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Stay informed about recent developments in global financial regulations by following relevant news sources and publications. This knowledge will not only help you in interviews but also show that you're proactive and engaged in the industry.
We think you need these skills to ace Regulatory Compliance Officer, Commodity Trading - Eximius Finance
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Regulatory Compliance Officer in Commodity Trading. Familiarise yourself with the key regulations mentioned in the job description, such as REMIT, MiFID II, and EMIR.
Tailor Your CV: Highlight your relevant experience in regulatory compliance, particularly in commodity and financial trading. Use specific examples that demonstrate your knowledge of the global regulatory landscape and your ability to manage compliance risks.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the requirements of the role. Mention any specific experiences that relate to monitoring regulatory developments and collaborating with stakeholders.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a role in compliance.
How to prepare for a job interview at Eximius Finance
✨Know Your Regulations
Familiarise yourself with key regulations such as REMIT, MiFID II, and Dodd-Frank. Be prepared to discuss how these laws impact commodity trading and demonstrate your understanding of their implications during the interview.
✨Showcase Your Experience
Highlight any relevant experience you have in commodities trading or regulatory compliance. Use specific examples to illustrate how you've navigated regulatory challenges in the past and what outcomes you achieved.
✨Demonstrate Collaboration Skills
Since the role requires working closely with various stakeholders, be ready to share examples of how you've successfully collaborated with teams in previous roles. Emphasise your ability to communicate complex regulatory concepts clearly.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in a regulatory context. Think about potential compliance incidents and how you would handle them, showcasing your analytical thinking and decision-making abilities.
