Compliance Officer, Investments - London

A global investment firm is seeking a compliance officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, the role involves developing and maintaining compliance policies, providing regulatory guidance on financial markets and trading, and collaborating with global teams to ensure adherence to UK and European regulations.

The ideal candidate will have 5–10 years of regulatory compliance experience, preferably in an alternative investment firm, with a strong understanding of FCA regulations for MiFID investment firms. Strong analytical, communication, and problem-solving skills are essential, along with the ability to manage compliance projects and adapt to evolving regulatory frameworks.

This is an excellent opportunity to contribute to a high-calibre investment environment while playing a key role in regulatory compliance and governance.

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