At a Glance
- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
- Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
- Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
- Qualifications: Bring 4-8 years of compliance experience, especially in hedge funds and knowledge of MiFID II.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant conferences, webinars, or local meetups to connect with compliance officers and industry experts. This can help you gain insights into the role and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and other compliance-related news. Subscribe to industry newsletters or follow relevant blogs to demonstrate your knowledge during interviews and discussions.
✨Tip Number 3
Consider joining professional associations related to compliance and finance. Being a member can provide access to exclusive job postings, resources, and networking opportunities that can enhance your chances of landing the job.
✨Tip Number 4
Prepare for potential interviews by familiarising yourself with common compliance scenarios and challenges faced in hedge funds. Practising your responses to these situations can help you stand out as a knowledgeable candidate.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II regulations and any specific achievements in previous roles.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying to this specific role. Mention how your background aligns with the key responsibilities listed in the job description and express your enthusiasm for the opportunity.
Showcase Relevant Skills: In your application, clearly demonstrate your skills in compliance monitoring, internal audits, and regulatory filings. Use specific examples from your past experiences to illustrate your capabilities.
Proofread Your Application: Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will show your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Be ready to provide specific examples of how you've developed and implemented compliance policies or conducted audits.
✨Demonstrate Communication Skills
As a Compliance Officer, you'll need to communicate effectively with various departments and external regulators. Prepare to discuss how you've successfully provided guidance and support in past roles.
✨Stay Updated on Regulatory Changes
Show that you are proactive about keeping up with regulatory changes. Discuss any recent updates you've tracked and how you've adapted compliance strategies in response to these changes.