Compliance Officer

Compliance Officer

Bournemouth Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
  • Company: Be part of a dynamic hedge fund with a focus on regulatory excellence and career growth.
  • Benefits: Enjoy a fixed contract with potential for permanent placement and long-term career opportunities.
  • Why this job: Make an impact by ensuring compliance and working closely with senior management and regulators.
  • Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
  • Other info: Start date is June or July 2025; this is not a freelance role.

The predicted salary is between 43200 - 72000 £ per year.

We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.

Key Responsibilities:

  • Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
  • Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
  • Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
  • Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
  • Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
  • Assist in preparing and submitting regulatory filings as required by local and international authorities.
  • Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.

Qualifications & Requirements:

  • 4-8 years of experience in a compliance role.
  • Prior experience in a hedge fund environment is essential.
  • Knowledge of MiFID II regulations.
  • Experience and knowledge of equities products.

If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!

Compliance Officer employer: Options Group

Joining our dynamic hedge fund as a Compliance Officer offers you the chance to thrive in a supportive and collaborative work culture, where your expertise will directly influence our compliance strategies. We prioritise employee growth through continuous training and development opportunities, ensuring you stay at the forefront of industry regulations like MiFID II. Located in a vibrant financial hub, we provide a stimulating environment that fosters innovation and long-term career progression, making us an excellent employer for those seeking meaningful and rewarding employment.
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Contact Detail:

Options Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Officer

✨Tip Number 1

Network with professionals in the hedge fund industry. Attend relevant conferences or seminars where you can meet compliance officers and other key players. Building these connections can provide valuable insights and potentially lead to job referrals.

✨Tip Number 2

Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or join online forums to engage with current discussions, which will help you demonstrate your knowledge during interviews.

✨Tip Number 3

Consider obtaining additional certifications related to compliance or hedge funds. This not only enhances your qualifications but also shows your commitment to professional development, making you a more attractive candidate.

✨Tip Number 4

Prepare for interviews by familiarising yourself with the specific compliance challenges faced by hedge funds. Be ready to discuss how your previous experience aligns with these challenges and how you can contribute to the firm's compliance efforts.

We think you need these skills to ace Compliance Officer

Knowledge of MiFID II Regulations
Compliance Policy Development
Regulatory Monitoring
Internal Auditing Skills
Trading Activity Review
Communication Skills
Stakeholder Management
Regulatory Filing Preparation
Attention to Detail
Problem-Solving Skills
Experience in Hedge Fund Environment
Understanding of Equities Products
Analytical Skills
Adaptability to Regulatory Changes

Some tips for your application 🫡

Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with MiFID II regulations and how they apply to the role.

Tailor Your CV: Highlight your relevant experience in compliance, especially within a hedge fund environment. Emphasise your knowledge of MiFID II and any specific equities products you have worked with.

Craft a Strong Cover Letter: Write a compelling cover letter that outlines your experience and how it aligns with the job requirements. Mention your ability to develop and implement compliance policies and your experience with regulatory filings.

Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial in a compliance role.

How to prepare for a job interview at Options Group

✨Know Your Regulations

Familiarise yourself with MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will demonstrate your expertise in the field.

✨Showcase Your Experience

Highlight your previous experience in compliance roles, especially within hedge funds. Use specific examples to illustrate how you've successfully implemented compliance measures or handled regulatory challenges.

✨Prepare for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex compliance issues and be ready to share those stories.

✨Engage with the Interviewers

Demonstrate your communication skills by engaging with the interviewers. Ask insightful questions about their compliance culture and how they handle regulatory changes, showing your genuine interest in the role and the company.

Compliance Officer
Options Group
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  • Compliance Officer

    Bournemouth
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-03-29

  • O

    Options Group

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