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- Tasks: Join us to develop and monitor compliance policies in a fast-paced hedge fund environment.
- Company: Be part of a dynamic hedge fund with opportunities for long-term career growth.
- Benefits: Enjoy a fixed contract with potential for permanent extension and a supportive work culture.
- Why this job: Make an impact by ensuring regulatory compliance while working with industry experts.
- Qualifications: 4-8 years in compliance, preferably in hedge funds, with knowledge of MiFID II regulations.
- Other info: Start date is June or July 2025; this is not a freelance role.
The predicted salary is between 43200 - 72000 £ per year.
We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
- Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
- Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
- Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
- Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
- Assist in preparing and submitting regulatory filings as required by local and international authorities.
- Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.
Qualifications & Requirements:
- 4-8 years of experience in a compliance role.
- Prior experience in a hedge fund environment is essential.
- Knowledge of MiFID II regulations.
- Experience and knowledge of equities products.
If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!
Compliance Officer employer: Options Group
Contact Detail:
Options Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network with professionals in the hedge fund industry. Attend relevant conferences, webinars, or local meetups to connect with compliance officers and industry experts. This can help you gain insights into the role and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest developments in MiFID II regulations and compliance best practices. Subscribe to industry newsletters or follow regulatory bodies on social media to ensure you're well-informed and can discuss current trends during interviews.
✨Tip Number 3
Consider reaching out to current or former employees of the hedge fund for informational interviews. This can provide you with valuable insights into the company culture and expectations for the Compliance Officer role.
✨Tip Number 4
Prepare for potential interview questions by reviewing common compliance scenarios and how you would handle them. Being able to demonstrate your problem-solving skills and knowledge of compliance issues will set you apart from other candidates.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with MiFID II regulations and how they apply to the role.
Tailor Your CV: Highlight your relevant experience in compliance, particularly within a hedge fund environment. Emphasise your knowledge of MiFID II and any specific equities products you've worked with.
Craft a Strong Cover Letter: In your cover letter, explain why you're a great fit for this position. Mention your years of experience, your understanding of compliance policies, and how you can contribute to the firm's success.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no typos or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Options Group
✨Know Your Regulations
Familiarise yourself with MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact compliance policies and procedures, as this will demonstrate your expertise in the field.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially within hedge funds. Use specific examples to illustrate how you've successfully implemented compliance measures or handled regulatory challenges.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex compliance issues and be ready to share those stories.
✨Engage with the Interviewers
Demonstrate your communication skills by engaging with the interviewers. Ask insightful questions about their compliance culture and how they handle regulatory changes, showing your genuine interest in the role and the company.
