Director Financial Crime Compliance

Supporting the first line of defence to ensure the firm identifies and satisfies its anti-money laundering (‘AML’),

anti-terrorist financing (‘ATF’), anti-bribery and corruption (‘ABAC’) regulatory and compliance obligations in Europe and the Asia-Pacific region

Key responsibilities are:

Development of AML/ATF/ABAC compliance strategies and practices in line with legislative,

regulatory and industry requirements;

Developing and managing on-going relationships with the Regulators and applicable law

enforcement;

Oversight for all outsourced AML/ATF/ABAC activities being performed by affiliates;

Assessing and assisting the businesses/departments of the UK in their adherence to applicable

AML/ATF/ABAC regulatory guidelines and internal policies and procedures. This role entails having a solid appreciation of AML/ATF/ABAC regulatory risks;

Taking the lead on and/or participating in global and/or UK initiatives;

Establishing and updating guidelines and policy for the development of AML/ATF/ABAC and

Compliance strategies, practices and management; and

Overseeing/performing and managing the monitoring, maintenance and review of the

AML/ATF/ABAC platform in the UK.

Duties and Accountabilities:

Main duties will include but are not restricted to:

Monitoring AML/ATF/ABAC industry developments and keeping abreast of new and amended laws

and regulations impacting the AML/ATF/ABAC Programme and Risk Assessment including assistance

with implementation;

Identifying and execution of a GAML training programme, to include new hires and annual refresher

training, but also other formal and informal training on topical matters, influenced by, for example,

AML/ATF/ ABAC regulatory change and relevant internal assessments;

Close liaison with the GAML Teams across the firm

Executive level reporting, including identifying and escalating AML/ATF/ABAC issues and events,

initiatives, trends, and assesses the effectiveness of the firms UK’s AML/ATF/ABAC systems and controls;

Oversee Gifts and Entertainment pre-approval & monitoring process;

Approval of high risk customers for the UK;

Representing the UK from an AML/ATF/ABAC perspective in internal and external forums;

Oversee AML/ATF/ABAC risk assessments;

Perform/review Enhanced due diligence reviews on high risk customer files for the the UK business;

and Perform sundry duties, projects and such other responsibilities as assigned by the manager.