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- Tasks: Support Senior Compliance Consultants in developing and maintaining compliance programs for investment firms.
- Company: Join Optima Partners, a global firm that values its people and fosters rapid career growth.
- Benefits: Enjoy a hybrid work schedule, fully funded CISI Diploma, and private medical insurance.
- Why this job: Accelerate your career with training and a collaborative culture in the dynamic financial services industry.
- Qualifications: Recent graduates with strong communication, analytical skills, and the ability to multitask are encouraged to apply.
- Other info: Start date is ASAP; we embrace diversity and equal opportunities in employment.
The predicted salary is between 28800 - 48000 £ per year.
Optima Partners is a unique global firm which understands that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer people the chance to move forward quickly in their career within a meritocratic culture. The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever-evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values. Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as a platform to reap the rewards of strong performance. Optima's experienced global team will accelerate the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's career path to becoming an expert compliance professional in the financial services industry.
Responsibilities
- Support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:
- Registering clients as regulated entities with the Financial Conduct Authority (FCA) in the UK
- Developing and implementing compliance policies and procedures
- Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA's Senior Management Certification Regimes (SMCR)
- Monitoring employee personal trading activities and electronic communications on behalf of clients
- Monitoring expert network calls on behalf of clients
- Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interest, as part of client's compliance monitoring program
- Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
- Assisting in providing regulatory review support
Requirements
- Recent graduates (2021 and onwards)
- Excellent written and verbal communication skills
- Independent, self-starter, as well as collaborative problem solver
- Strong analytical and research skills
- Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
- Ability to master new tasks quickly
Benefits
- CISI Diploma fully funded except from re-sits
- Private medical
- Hybrid work schedule
Start Date ASAP
Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
Compliance Analyst employer: Optima Partners
Contact Detail:
Optima Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarise yourself with the Financial Conduct Authority (FCA) regulations and compliance frameworks. Understanding these will not only help you in interviews but also demonstrate your proactive approach to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial services. Engaging with industry experts can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Showcase your analytical skills by discussing relevant projects or experiences during your conversations. Be prepared to explain how you approached problem-solving in past situations.
✨Tip Number 4
Demonstrate your ability to adapt to shifting priorities by sharing examples of how you've successfully managed multiple tasks in a fast-paced environment. This will highlight your suitability for the dynamic nature of the role.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant skills and experiences that align with the Compliance Analyst role. Focus on your analytical abilities, communication skills, and any relevant coursework or projects.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the financial services industry. Mention how your values align with those of Optima Partners and express your eagerness to contribute to their team.
Highlight Relevant Experience: If you have any internships, part-time jobs, or projects related to compliance or financial regulations, be sure to include them. Detail your responsibilities and what you learned from those experiences.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that your writing is clear and professional. A polished application reflects your attention to detail.
How to prepare for a job interview at Optima Partners
✨Understand the Compliance Landscape
Familiarise yourself with the key regulations and compliance frameworks relevant to the financial services industry, particularly those enforced by the FCA. This knowledge will demonstrate your commitment to the role and your proactive approach to compliance.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past experiences, whether through academic projects or internships. Be ready to discuss how you approach problem-solving and decision-making in a compliance context.
✨Emphasise Communication Abilities
Since excellent written and verbal communication skills are crucial for a Compliance Analyst, practice articulating your thoughts clearly. Consider preparing a brief presentation on a compliance topic to showcase your ability to convey complex information effectively.
✨Demonstrate Team Collaboration
Optima Partners values teamwork, so be prepared to discuss instances where you've successfully collaborated with others. Highlight your ability to work in a dynamic environment and how you contribute to a team’s success.
