Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support the Compliance Monitoring Programme and engage with internal teams and clients.
- Company: Join a friendly, growing financial services firm focused on compliance excellence.
- Benefits: Enjoy hybrid working with 2 days in the office and 3 days from home.
- Why this job: Be part of a dynamic team during an exciting growth phase with diverse tasks.
- Qualifications: Experience in compliance monitoring within an FCA-regulated firm is essential.
- Other info: A positive attitude and strong communication skills are key to thriving here.
The predicted salary is between 30000 - 42000 £ per year.
Role: Compliance Officer
Industry: Financial Services - FCA Regulated
Location: Leeds - Hybrid
Salary: Up to £38K basic
As part of their continuing growth plans, our client is seeking to strengthen their already highly experienced team by recruiting a Compliance Officer to support the Compliance Monitoring Programme. The successful candidate will currently be working in a Compliance Advisory or Compliance Monitoring role. Above all, it is essential that you come from an FCA regulated company.
Candidate requirements:
- Compliance Monitoring experience in an FCA authorised firm.
- FCA handbook knowledge related to systems and controls, DISP, CONC and ICOBS, ideally gained in a Compliance Advisory or Monitoring role.
- Ability to communicate well with internal team members and external clients.
- Willing to commute to the Leeds office weekly - hybrid working pattern (2 days office/3 days WFH).
- Willingness to be hands on and able to grow with the business.
- Someone with a positive, optimistic and enthusiastic attitude.
- Flexible and willing to tackle a variety of ad-hoc and interesting tasks.
- Strong Microsoft Office skills.
- Good standard of written and verbal English, spelling and grammar.
- Efficient and organised with the ability to prioritise workloads.
- Professional and capable of interacting well with a variety of corporate clients.
This is a very exciting time to join this small, friendly and growing business!
For further information and access to the job description, please apply with your CV today - provided you meet the following criteria:
- Do you have compliance experience working in an FCA-regulated environment?
- Are you able to commute on a weekly basis to Leeds city centre?
Compliance Officer - FCA in Leeds employer: Evolving Futures Recruitment Limited
Contact Detail:
Evolving Futures Recruitment Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - FCA in Leeds
✨Tip Number 1
Make sure to network with professionals in the financial services sector, especially those who work in compliance roles. Attend industry events or webinars where you can meet people from FCA-regulated firms and discuss your experience.
✨Tip Number 2
Familiarise yourself with the latest updates in the FCA handbook, particularly around systems and controls, DISP, CONC, and ICOBS. Being able to discuss recent changes or trends during an interview will demonstrate your commitment and knowledge.
✨Tip Number 3
Prepare to showcase your communication skills by thinking of examples where you've effectively interacted with both internal teams and external clients. This will help you stand out as someone who can thrive in a collaborative environment.
✨Tip Number 4
Highlight your adaptability and willingness to take on various tasks. In a growing business, being flexible is key, so be ready to share instances where you've successfully managed multiple responsibilities or adapted to changing priorities.
We think you need these skills to ace Compliance Officer - FCA in Leeds
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance monitoring experience specifically within FCA-regulated firms. Use keywords from the job description, such as 'FCA handbook knowledge' and 'Compliance Advisory', to demonstrate your suitability.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention your positive attitude and willingness to tackle various tasks, as these traits are valued by the employer. Relate your previous experiences to the requirements listed in the job description.
Showcase Communication Skills: Since the role requires good communication with both internal teams and external clients, provide examples in your application of how you've successfully communicated in past roles. This could be through teamwork, presentations, or client interactions.
Proofread Your Application: Ensure that your application is free from spelling and grammatical errors. A well-written application reflects your attention to detail and professionalism, which are crucial for a Compliance Officer role.
How to prepare for a job interview at Evolving Futures Recruitment Limited
✨Showcase Your FCA Knowledge
Make sure to brush up on the FCA handbook, especially sections related to systems and controls, DISP, CONC, and ICOBS. Being able to discuss these topics confidently will demonstrate your expertise and suitability for the role.
✨Communicate Effectively
Since the role requires interaction with both internal teams and external clients, practice articulating your thoughts clearly. Prepare examples of how you've successfully communicated compliance matters in previous roles.
✨Demonstrate a Positive Attitude
The company values a positive and enthusiastic approach. Be ready to share instances where your optimism helped overcome challenges or contributed to team success.
✨Highlight Organisational Skills
Prepare to discuss how you prioritise workloads and manage multiple tasks efficiently. Providing specific examples of how you've organised compliance monitoring activities will showcase your ability to handle the demands of the role.
