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For Companies At a Glance
- Tasks: Ensure compliance with UK regulations through daily client money reconciliations and oversight of CASS projects.
- Company: Join an award-winning multi-asset broker with 15+ years of market experience and top-tier regulation.
- Benefits: Enjoy a full-time role with opportunities for growth in a dynamic financial services environment.
- Why this job: Be part of a proactive team that values detail, analytical skills, and process improvement.
- Qualifications: Requires 2+ years in finance, strong knowledge of CASS7, and proficiency in Microsoft Excel.
- Other info: Ideal for those looking to make an impact in a fast-paced, supportive workplace.
The predicted salary is between 36000 - 60000 £ per year.
We are an award-winning multi-asset broker with over 15 years of market experience offering traders access to a wide range of diverse 1,000+ CFD products, including forex, indices, commodities, stocks, ETFs and bonds. Reliably regulated by top tier regulators, including the FCA in the UK and ASIC in Australia, we are here to provide traders with the tools and support to help them navigate the markets with confidence.
Role Overview
As a CASS Analyst, you will be responsible for ensuring CASS compliance with UK regulatory requirements by performing daily internal and external client money reconciliations and overseeing CASS-related projects and monitoring activities. This role requires a keen eye for detail, strong analytical skills, and a proactive approach to process improvement and regulatory compliance.
Key Responsibilities
- Produce and review daily internal and external client money reconciliations within agreed deadlines.
- Challenge and enhance internal and external processes to ensure compliance and best practices.
- Confidently generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.
- Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness.
- Assist in the annual CASS audits, liaising with auditors and regulatory bodies as needed.
- Responsible for preparing and timely submitting the monthly FCA CMAR return and other regulatory financial returns.
- Liaise with finance and assist compliance in monitoring tasks.
Skills & Experience
- Minimum 2 years’ experience in a finance or reconciliation role.
- Strong knowledge of CASS7 regulatory requirements.
- Some experience in client money reconciliations within financial services, investment, or wealth management.
- Strong understanding of regulatory regimes governing client money, such as UK CASS rules.
- Prior experience working with external auditors and managing audit delivery.
- Proficiency in Microsoft Excel, including the ability to handle data from multiple sources and generate accurate reports.
- Ability to analyse, present, and report complex regulatory information clearly and concisely to senior stakeholders.
- Excellent written and verbal communication skills with the ability to interact with stakeholders at all levels.
- Past experience of working for financial services, Forex and CFDs business.
Behavioural Attributes
- Hands-on, problem-solving mindset with a proactive approach to challenges.
- Highly organized with strong attention to detail.
- Strong numeracy and analytical skills with the ability to work under pressure and meet deadlines.
- A team player with the ability to work independently and escalate issues when necessary.
- Adaptable and willing to learn quickly in a fast-paced environment.
Education & Qualifications
- Bachelor’s degree in business, finance, or a related field.
Seniority level: Associate
Employment type: Full-time
Job function: Finance
Industries: Financial Services and Securities and Commodity Exchanges
CASS Analyst employer: Vantage
Contact Detail:
Vantage Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Analyst
✨Tip Number 1
Familiarise yourself with the CASS7 regulatory requirements. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance, which is crucial for the role.
✨Tip Number 2
Network with professionals in the financial services sector, especially those who have experience in client money reconciliations. Engaging with industry peers can provide insights and potentially lead to referrals.
✨Tip Number 3
Brush up on your Excel skills, particularly in data handling and report generation. Being proficient in Excel is essential for this role, and showcasing your ability to manage complex data can set you apart from other candidates.
✨Tip Number 4
Prepare to discuss your problem-solving approach during the interview. Highlight specific examples where you've improved processes or resolved compliance issues, as this aligns with the proactive mindset they are looking for.
We think you need these skills to ace CASS Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in finance and reconciliations, particularly focusing on your knowledge of CASS7 regulatory requirements. Use specific examples to demonstrate your analytical skills and attention to detail.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the CASS Analyst role and explain how your background aligns with the key responsibilities outlined in the job description. Mention your experience with client money reconciliations and any relevant projects you've worked on.
Highlight Relevant Skills: Emphasise your proficiency in Microsoft Excel and your ability to generate accurate reports. Discuss your experience working with external auditors and your understanding of regulatory regimes governing client money, as these are crucial for the role.
Proofread Your Application: Before submitting your application, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is essential for a CASS Analyst.
How to prepare for a job interview at Vantage
✨Know Your CASS Regulations
Make sure you have a solid understanding of CASS7 regulatory requirements. Brush up on the latest updates and be prepared to discuss how these regulations impact client money reconciliations.
✨Showcase Your Analytical Skills
Be ready to demonstrate your analytical abilities during the interview. Prepare examples of how you've successfully handled complex data or reconciliations in the past, highlighting your attention to detail.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills. Think about potential challenges you might face in the role and how you would approach them, especially regarding compliance and process improvement.
✨Communicate Clearly
Since the role involves liaising with various stakeholders, practice articulating complex regulatory information clearly and concisely. Good communication skills are essential, so be prepared to showcase this during your interview.
