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- Tasks: Lead the Compliance Team and enhance skills through training while managing compliance strategies.
- Company: Mortgage Intelligence Holdings has been a trusted mortgage and insurance network for over 25 years.
- Benefits: Enjoy a supportive work environment with opportunities for career advancement and professional development.
- Why this job: Make a real impact in compliance while working with a dedicated team focused on excellence.
- Qualifications: Strong knowledge of FCA regulations and proven experience in regulatory compliance and risk management.
- Other info: Join a multi-award-winning company that values your expertise and commitment.
The predicted salary is between 36000 - 60000 £ per year.
Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilities: Oversee the Compliance Team, conduct 1:1s, appraisals, and team meetings to ensure efficiency and development. Enhance team skills through targeted training initiatives. Identify and mitigate customer and business risks by analysing management information. Prepare reports for the Board and work closely with key business areas to implement compliance strategies. Stay updated on industry trends and refine compliance frameworks to improve client outcomes. Skills and experience required: Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations. Ability to identify root causes and develop improvement plans. Lead by example to create a positive working environment. Excellent written and verbal communication skills for insightful reporting. Attention to Detail and IT Proficiency Apply Now! If you\’re ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence. Mortgage Intelligence Holdings are a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. #J-18808-Ljbffr
Contact Detail:
Connells Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks relevant to the mortgage and insurance sectors. This knowledge will not only boost your confidence during interviews but also demonstrate your commitment to staying updated in a rapidly changing industry.
✨Tip Number 2
Network with professionals already working in compliance roles within financial services. Attend industry events or join online forums to connect with others in the field, as personal recommendations can often lead to job opportunities that aren't publicly advertised.
✨Tip Number 3
Prepare to discuss specific examples of how you've identified risks and implemented compliance strategies in your previous roles. Being able to articulate your experience with MCOB, ICOBS, and other regulations will set you apart from other candidates.
✨Tip Number 4
Showcase your leadership skills by discussing any experience you have in managing teams or projects. Highlighting your ability to enhance team performance through training initiatives will resonate well with the hiring managers at Mortgage Intelligence Holdings.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Manager at Mortgage Intelligence Holdings. Familiarise yourself with FCA regulations and compliance frameworks relevant to the role.
Tailor Your CV: Highlight your experience in financial services, mortgages, or insurance. Emphasise your understanding of MCOB, ICOBS, DISP, and other relevant regulations. Use specific examples to demonstrate your track record in regulatory compliance and risk management.
Craft a Compelling Cover Letter: Write a cover letter that showcases your leadership skills and ability to enhance team performance through training initiatives. Mention your attention to detail and communication skills, as these are crucial for preparing reports and collaborating with key business areas.
Proofread Your Application: Ensure your application is free from errors. A well-written application reflects your attention to detail, which is essential for a Compliance Manager. Consider asking a friend or colleague to review it before submission.
How to prepare for a job interview at Connells Group
✨Know Your Regulations
Make sure you have a solid grasp of FCA regulations and compliance frameworks. Brush up on MCOB, ICOBS, DISP, and data protection laws, as these will likely come up during your interview.
✨Showcase Your Leadership Skills
As a Compliance Manager, you'll be overseeing a team. Be prepared to discuss your experience in leading teams, conducting appraisals, and how you've enhanced team skills through training initiatives.
✨Prepare for Scenario Questions
Expect questions that assess your ability to identify risks and develop improvement plans. Think of specific examples from your past experience where you've successfully mitigated risks or improved compliance processes.
✨Communicate Clearly
Excellent communication skills are crucial for this role. Practice articulating your thoughts clearly and concisely, especially when discussing complex compliance issues or reporting insights to the Board.
